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HSBC HLDGS PLC SPON ADR NEW
HSBC HLDGS PLC SPON ADR NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 376 Institutional holders with a total value of $4,492,862,511.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Archford Capital Strategies, LLC 9 0 0.00%
2 WELLS FARGO & COMPANY/MN 100 0 0.00% Put
3 Gemmer Asset Management LLC 11 0 0.00% SH
4 Karp Capital Management Corp 2 0 0.00%
5 SEVEN EIGHT CAPITAL, LP 36 2,000 0.00%
6 Kavar Capital Partners, LLC 46 2,000 0.00%
7 Regal Investment Advisors LLC 45 2,000 0.00%
8 Gradient Investments LLC 36 2,000 0.00%
9 ASSETMARK, INC 64 3,000 0.00%
10 WEALTHCARE CAPITAL MANAGEMENT LLC 70 3,000 0.00%
11 BNP PARIBAS FINANCIAL MARKETS 82 3,674 0.00%
12 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 90 4,000 0.00%
13 Waverly Advisors, LLC 81 4,000 0.00%
14 TRUST DEPARTMENT MB FINANCIAL BANK N A 103 5,000 0.00%
15 Cornerstone Advisors, Inc. 110 5,000 0.00%
16 Edge Wealth Management LLC 115 5,000 0.00%
17 FEDERATED HERMES, INC. 128 6,000 0.00%
18 MOTCO 135 6,000 0.00%
19 BRUDERMAN ASSET MANAGEMENT, LLC 125 6,000 0.00%
20 Carroll Financial Associates, Inc. 130 6,000 0.00%
21 PALLADIEM, LLC 143 6,000 0.00%
22 West Oak Capital, LLC 139 6,229 0.00%
23 Crosspoint Capital Strategies, LLC 164 7,000 0.00%
24 FIRST NEW YORK SECURITIES LLC /NY 170 7,618 0.00%
25 Nelson Capital Management, LLC 200 9,000 0.00%
26 TOMPKINS FINANCIAL CORP 206 9,000 0.00%
27 HIGH POINT BANK & TRUST CO 192 9,000 0.00%
28 Aris Wealth Services, Inc. 201 9,000 0.00%
29 QUADRANT CAPITAL GROUP LLC 263 10,000 0.00%
30 Lenox Wealth Advisors, LLC 216 10,000 0.00%
31 DELTA ASSET MANAGEMENT LLC/TN 251 11,000 0.00%
32 FineMark National Bank & Trust 237 11,000 0.00%
33 CANADA LIFE ASSURANCE Co 250 12,000 0.00%
34 COLONY GROUP LLC 280 12,000 0.00%
35 INTEGRATED WEALTH COUNSEL, LLC 260 12,000 0.00%
36 Simplicity Solutions, LLC 275 12,323 0.00%
37 SIGNATUREFD, LLC 281 13,000 0.00%
38 DUNCKER STREETT & CO INC 297 13,000 0.00%
39 FARMERS & MERCHANTS INVESTMENTS INC 298 13,000 0.00%
40 QCI ASSET MANAGEMENT INC/NY 311 14,000 0.00%
41 THOMPSON DAVIS & CO., INC. 405 18,000 0.00%
42 SYNOVUS FINANCIAL CORP 397 18,000 0.00%
43 MassMutual Private Wealth & Trust, FSB 389 19,761 0.00%
44 ENTERPRISE FINANCIAL SERVICES CORP 450 20,000 0.00%
45 NOMURA HOLDINGS INC 500 22,000 0.00% Call
46 Alexandria Capital, LLC 520 23,000 0.00%
47 WOLVERINE ASSET MANAGEMENT LLC 462 24,000 0.00% Call
48 Horrell Capital Management, Inc. 564 25,000 0.00%
49 CKW FINANCIAL GROUP 564 25,000 0.00%
50 Spot Trading L.L.C 583 26,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.