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HSBC HLDGS PLC
HSBC HLDGS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 376 Institutional holders with a total value of $4,492,862,511.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 Covington Capital Management 7,150 320,000 0.01%
252 SOL Capital Management CO 7,103 318,000 0.01%
253 Parallax Volatility Advisers, L.P. 6,800 305,000 0.01% Put
254 ALTFEST L J & CO INC 12,000 303,000 0.01%
255 Opus Capital Group, LLC 6,565 294,000 0.01%
256 Dynamic Capital Management Ltd 6,330 284,000 0.01%
257 BANCORPSOUTH INC 6,163 276,000 0.01%
258 STATE STREET CORP 6,040 270,000 0.01%
259 AYALON INSURANCE COMP LTD. 6,000 270,000 0.01%
260 FARMERS TRUST CO 5,942 266,000 0.01%
261 CHEMICAL BANK 5,937 266,000 0.01%
262 Convergence Investment Partners, LLC 5,885 264,000 0.01%
263 UBS Group AG 5,900 264,000 0.01% Call
264 RAY GERALD L & ASSOCIATES LTD 5,701 255,000 0.01%
265 OFI Advisors LLC 5,663 254,000 0.01%
266 CAPITAL ONE, NATIONAL ASSOCIATION 5,644 253,000 0.01%
267 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 5,615 252,000 0.01%
268 BTC Capital Management, Inc. 5,609 251,000 0.01%
269 Twin Tree Management, LP 5,500 246,000 0.01% Call
270 BOKF, NA 5,453 244,000 0.01%
271 PACER ADVISORS, INC. 5,287 237,000 0.01%
272 Hardman Johnston Global Advisors LLC 5,251 235,000 0.01%
273 Rehmann Capital Advisory Group 5,198 233,000 0.01%
274 PORTLAND INVESTMENT COUNSEL INC. 5,200 233,000 0.01% SH
275 CYPRESS WEALTH ADVISORS LLC 5,040 226,000 0.01%
276 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 4,861 218,000 0.00%
277 Point View Wealth Management, Inc. 4,720 212,000 0.00%
278 QUANTUM CAPITAL MANAGEMENT 4,691 210,000 0.00%
279 WATERS PARKERSON & CO., LLC 4,653 209,000 0.00%
280 INTEGRATED WEALTH MANAGEMENT 4,333 194,000 0.00%
281 HUNTINGTON NATIONAL BANK 4,270 191,000 0.00%
282 Parallax Volatility Advisers, L.P. 4,000 179,000 0.00% Call
283 AMERICAN INTERNATIONAL GROUP, INC. 3,686 165,172 0.00%
284 KANALY TRUST CO 3,546 159,000 0.00%
285 South Dakota Investment Council 2,907 130,000 0.00%
286 WOLVERINE ASSET MANAGEMENT LLC 374 114,000 0.00% Put
287 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,460 110,000 0.00%
288 Evercore Wealth Management, LLC 2,414 108,000 0.00%
289 LS Investment Advisors, LLC 2,046 92,000 0.00%
290 Jump Trading, LLC 2,000 90,000 0.00% Put
291 Manchester Capital Management LLC 1,900 85,000 0.00%
292 UBS Group AG 1,800 81,000 0.00% Put
293 MYCIO WEALTH PARTNERS, LLC 1,800 81,000 0.00%
294 Tradewinds Capital Management, LLC 1,785 80,000 0.00%
295 Ledyard National Bank 1,699 76,000 0.00%
296 Kistler-Tiffany Companies, LLC 1,673 75,000 0.00%
297 Mercer Capital Advisers, Inc. 1,546 69,000 0.00%
298 JFS WEALTH ADVISORS, LLC 1,526 68,000 0.00%
299 WASHINGTON TRUST BANK 1,413 63,000 0.00%
300 VICTORY CAPITAL MANAGEMENT INC 1,385 62,000 0.00%
Page 6 of 8

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.