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HSBC HLDGS PLC
HSBC HLDGS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 399 Institutional holders with a total value of $4,574,916,931.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Fisher Asset Management, LLC 13,533,107 627,801,000 13.72%
2 DIMENSIONAL FUND ADVISORS LP 13,310,658 617,481,000 13.50%
3 CAMBIAR INVESTORS LLC 4,608,331 213,780,000 4.67%
4 ROYAL BANK OF CANADA 4,094,236 189,932,000 4.15%
5 NORTHERN TRUST CORP 3,985,370 184,881,000 4.04%
6 SCHAFER CULLEN CAPITAL MANAGEMENT INC 3,965,193 183,945,000 4.02%
7 BANK OF AMERICA CORP /DE/ 3,856,105 178,885,000 3.91%
8 FMR LLC 3,290,396 152,642,000 3.34%
9 MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 2,790,437 129,448,000 2.83%
10 HARDING LOEVNER LP 2,188,042 101,503,000 2.22%
11 Capital Research Global Investors 2,183,693 101,302,000 2.21%
12 PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,075,671 96,290,000 2.10%
13 MORGAN STANLEY 1,940,194 90,005,000 1.97%
14 GOLDMAN SACHS GROUP INC 1,724,918 80,019,000 1.75%
15 BRANDES INVESTMENT PARTNERS, LP 1,676,031 77,751,000 1.70%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,617,800 75,050,000 1.64% Put
17 AMERIPRISE FINANCIAL INC 1,570,736 72,873,000 1.59%
18 FRANKLIN RESOURCES INC 1,381,046 64,068,000 1.40%
19 Aperio Group, LLC 1,254,663 58,204,000 1.27%
20 WELLS FARGO & COMPANY/MN 1,250,994 58,033,000 1.27%
21 UBS Group AG 1,213,730 56,305,000 1.23%
22 Twin Tree Management, LP 1,207,700 56,025,000 1.22% Put
23 Cullen Capital Management, LLC 1,105,600 51,289,000 1.12%
24 MAVEN SECURITIES LTD 910,013 42,063,000 0.92%
25 PEAK6 Group LLC 698,600 32,408,000 0.71% Put
26 Invesco Ltd. 658,145 30,530,000 0.67%
27 Walleye Trading LLC 551,500 25,584,000 0.56% Put
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 506,000 23,473,000 0.51% Call
29 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 465,995 21,618,000 0.47%
30 ENVESTNET ASSET MANAGEMENT INC 450,507 20,901,000 0.46%
31 LMR Partners LLP 425,135 19,781,000 0.43%
32 CITADEL ADVISORS LLC 415,700 19,284,000 0.42% Put
33 RAYMOND JAMES & ASSOCIATES 412,567 19,139,000 0.42%
34 JARISLOWSKY, FRASER Ltd 402,943 18,692,000 0.41%
35 JPMORGAN CHASE & CO 394,523 18,303,000 0.40%
36 OPPENHEIMER ASSET MANAGEMENT INC. 355,196 16,478,000 0.36%
37 ROYAL BANK OF CANADA 355,100 16,474,000 0.36% Put
38 PEAK6 Group LLC 347,300 16,111,000 0.35% Call
39 Janney Capital Management LLC 344,124 15,963,000 0.35%
40 CAPSTONE ASSET MANAGEMENT CO 339,489 15,749,000 0.34%
41 NATIXIS ADVISORS, LLC 333,196 15,457,000 0.34%
42 BARCLAYS PLC 327,800 15,207,000 0.33% Put
43 Clearbridge Investments, LLC 325,945 15,121,000 0.33%
44 Nationwide Fund Advisors 323,927 15,027,000 0.33%
45 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 314,399 14,585,000 0.32%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 309,596 14,362,000 0.31%
47 CITIGROUP INC 306,600 14,223,000 0.31% Call
48 Quantitative Investment Management, LLC 288,700 13,392,000 0.29%
49 CAPITAL ADVISORS INC/OK 283,743 13,163,000 0.29%
50 Connor, Clark & Lunn Investment Management Ltd. 271,200 12,581,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.