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HSBC HLDGS PLC
HSBC HLDGS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 103 Institutional holders with a total value of $224,293,367.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 OPPENHEIMER & CO INC 12,003 306,000 0.14%
52 EDGEWOOD MANAGEMENT LLC 12,000 305,000 0.14%
53 ROOSEVELT INVESTMENT GROUP LLC 11,950 304,127 0.14%
54 New England Research & Management, Inc. 10,750 274,000 0.12%
55 Alpha Cubed Investments, LLC 10,000 255,000 0.11%
56 Annex Advisory Services, LLC 9,900 252,000 0.11%
57 REGIONS FINANCIAL CORP 9,600 244,000 0.11%
58 SEGALL BRYANT & HAMILL, LLC 9,500 242,000 0.11%
59 Evercore Wealth Management, LLC 9,238 234,000 0.10%
60 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 9,000 229,000 0.10%
61 KEYBANK NATIONAL ASSOCIATION/OH 8,650 220,000 0.10%
62 HighTower Advisors, LLC 8,260 210,000 0.09%
63 ROCKEFELLER FINANCIAL SERVICES INC 7,000 178,000 0.08%
64 US BANCORP \DE\ 6,980 178,000 0.08%
65 Regal Investment Advisors LLC 6,900 176,000 0.08%
66 OPTIMUM INVESTMENT ADVISORS 6,850 174,000 0.08%
67 BOSTON PRIVATE BANK & TRUST CO 4,000 102,000 0.05%
68 MSI Financial Services Inc 3,904 99,000 0.04%
69 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,225 82,000 0.04%
70 CENTRAL TRUST Co 2,100 54,000 0.02%
71 BARCLAYS PLC 2,095 52,000 0.02%
72 WFG Advisors, LP 2,025 52,000 0.02%
73 WHITTIER TRUST CO 2,000 51,000 0.02%
74 COMMUNITY FINANCIAL SYSTEM, INC. 2,000 51,000 0.02%
75 EFG Private Wealth Management (Americas) Corp. 1,530 39,000 0.02%
76 Ledyard National Bank 1,500 38,000 0.02%
77 Carroll Financial Associates, Inc. 1,450 37,000 0.02%
78 Crosspoint Capital Strategies, LLC 1,407 36,000 0.02%
79 TORONTO DOMINION BANK 1,350 36,000 0.02%
80 Elite Wealth Management, Inc. 1,200 30,000 0.01%
81 Focused Wealth Management, Inc 1,136 29,000 0.01%
82 WESTPORT RESOURCES MANAGEMENT INC 1,100 28,000 0.01%
83 Creative Planning 1,023 26,000 0.01%
84 Estabrook Capital Management 1,000 25,450 0.01%
85 M&T BANK CORP 1,000 25,000 0.01%
86 Antonetti Capital Management LLC 1,000 25,000 0.01%
87 LBA Wealth Management, LLC 1,000 25,000 0.01%
88 Cowen Prime Services LLC 775 20,000 0.01%
89 Kistler-Tiffany Companies, LLC 769 20,000 0.01%
90 Orion Porfolio Solutions, LLC 705 18,000 0.01%
91 AMERIPRISE FINANCIAL INC 580 15,000 0.01%
92 Nelson Capital Management, LLC 500 13,000 0.01%
93 Winslow, Evans & Crocker, Inc. 400 10,180 0.00%
94 Whitnell & Co. 400 10,000 0.00%
95 FIRST MANHATTAN CO. LLC. 418 10,000 0.00%
96 B. Riley Wealth Management, Inc. 387 10,000 0.00%
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 326 8,000 0.00%
98 Sandy Spring Bank 230 6,000 0.00%
99 MANUFACTURERS LIFE INSURANCE COMPANY, THE 200 5,000 0.00%
100 Tortoise Investment Management, LLC 100 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.