| # | % | |||||
|---|---|---|---|---|---|---|
| 601 | Jefferies Group LLC | 6 | 1,000 | 0.00% | ||
| 602 | Transamerica Financial Advisors, LLC | 5 | 1,000 | 0.00% | ||
| 603 | ROPES WEALTH ADVISORS LLC | 3 | 1,000 | 0.00% | ||
| 604 | DELPHI PRIVATE ADVISORS LLC | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.