| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 2,000,000 | 253,876,000 | 35.43% | Call | |
| 2 | ZAZOVE ASSOCIATES LLC | 113,932,000 | 146,038,000 | 20.38% | PRN | |
| 3 | MACKAY SHIELDS LLC | 42,084,000 | 53,608,000 | 7.48% | PRN | |
| 4 | Invesco Ltd. | 28,000,000 | 35,543,000 | 4.96% | ||
| 5 | VICTORY CAPITAL MANAGEMENT INC | 21,158,825 | 26,858,000 | 3.75% | ||
| 6 | CREDIT SUISSE AG/ | 19,890,000 | 25,248,000 | 3.52% | PRN | |
| 7 | THRIVENT FINANCIAL FOR LUTHERANS | 15,000,000 | 19,116,000 | 2.67% | ||
| 8 | Calamos Advisors LLC | 13,316,000 | 16,970,000 | 2.37% | PRN | |
| 9 | INCOME RESEARCH & MANAGEMENT | 13,354,000 | 16,951,000 | 2.37% | PRN | |
| 10 | F&C Asset Management plc | 13,175,000 | 16,210,000 | 2.26% | PRN | |
| 11 | STATE STREET CORP | 12,077,000 | 15,584,000 | 2.18% | ||
| 12 | BNP Paribas Asset Management Holding S.A. | 11,765,000 | 14,862,000 | 2.07% | PRN | |
| 13 | SHENKMAN CAPITAL MANAGEMENT INC | 10,105,000 | 12,929,000 | 1.80% | PRN | |
| 14 | Ferox Capital Management LP | 9,100,000 | 11,416,000 | 1.59% | PRN | |
| 15 | AEGON USA Investment Management, LLC | 7,500,000 | 9,520,000 | 1.33% | PRN | |
| 16 | MANAGED ACCOUNT ADVISORS LLC | 5,888,000 | 7,475,000 | 1.04% | PRN | |
| 17 | Compagnie Lombard Odier SCmA | 4,700,000 | 5,970,000 | 0.83% | PRN | |
| 18 | Apollo Management Holdings, L.P. | 3,800,000 | 4,843,000 | 0.68% | PRN | |
| 19 | JPMORGAN CHASE & CO | 2,473,000 | 3,139,000 | 0.44% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 2,420,000 | 3,072,000 | 0.43% | PRN | |
| 21 | Calamos Wealth Management LLC | 2,253,000 | 2,871,000 | 0.40% | PRN | |
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 17,000 | 2,159,000 | 0.30% | PRN | |
| 23 | ADVENT CAPITAL MANAGEMENT /DE/ | 1,500,000 | 1,936,000 | 0.27% | PRN | |
| 24 | KEYBANK NATIONAL ASSOCIATION/OH | 1,475,000 | 1,872,000 | 0.26% | ||
| 25 | GOLDMAN SACHS GROUP INC | 1,118,000 | 1,419,000 | 0.20% | PRN | |
| 26 | Allianz Asset Management GmbH | 1,000,000 | 1,274,000 | 0.18% | PRN | |
| 27 | DEUTSCHE BANK AG\ | 990,000 | 1,256,000 | 0.18% | PRN | |
| 28 | REGIONS FINANCIAL CORP | 790,000 | 1,003,000 | 0.14% | PRN | |
| 29 | KBC Group NV | 750,000 | 960,000 | 0.13% | PRN | |
| 30 | SUNTRUST BANKS INC | 705,000 | 894,000 | 0.12% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 510,000 | 647,000 | 0.09% | PRN | |
| 32 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 3,000 | 384,000 | 0.05% | ||
| 33 | ROYAL BANK OF CANADA | 195,000 | 247,000 | 0.03% | PRN | |
| 34 | BARCLAYS PLC | 112,000 | 141,000 | 0.02% | PRN | |
| 35 | UBS AG | 66,000 | 84,000 | 0.01% | PRN | |
| 36 | Clearbridge Investments, LLC | 25,000 | 31,000 | 0.00% | PRN | |
| 37 | HighTower Advisors, LLC | 19,000 | 24,000 | 0.00% | PRN | |
| 38 | Brown Advisory Securities, LLC | 17,000 | 19,000 | 0.00% | PRN | |
| 39 | BANK OF AMERICA CORP /DE/ | 7,000 | 9,000 | 0.00% | PRN | |
| 40 | MORGAN STANLEY | 2,000 | 3,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
