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ING Global Adv & Premium Opp
ING Global Adv & Premium Opp . Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 28 Institutional holders with a total value of $57,565,456.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 2,001,110 23,933,000 41.58%
2 GUGGENHEIM CAPITAL LLC 963,612 11,525,000 20.02%
3 Invesco Ltd. 623,008 7,452,000 12.95%
4 MORGAN STANLEY 281,984 3,372,000 5.86%
5 Shaker Financial Services, LLC 209,420 2,505,000 4.35%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 167,339 2,001,000 3.48%
7 Jacobus Wealth Management, Inc. 108,777 1,301,000 2.26%
8 Karpus Management, Inc. 105,096 1,257,000 2.18%
9 CORNERSTONE ADVISORS INC 64,489 771,000 1.34%
10 UBS AG 54,802 655,000 1.14%
11 WELLS FARGO & COMPANY/MN 34,012 406,000 0.71%
12 RAYMOND JAMES & ASSOCIATES 31,401 376,000 0.65%
13 LPL Financial LLC 31,200 373,000 0.65%
14 KMS FINANCIAL SERVICES, INC 26,100 312,000 0.54%
15 DOLIVER ADVISORS, LP 19,692 236,000 0.41%
16 AMERICAN INTERNATIONAL GROUP, INC. 18,600 222,456 0.39%
17 AQR CAPITAL MANAGEMENT LLC 12,582 150,000 0.26%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 11,915 143,000 0.25%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,368 136,000 0.24%
20 BANK OF AMERICA CORP /DE/ 9,088 109,000 0.19%
21 CITIGROUP INC 7,949 95,000 0.17%
22 ROYAL BANK OF CANADA 7,189 86,000 0.15%
23 B. Riley Wealth Advisors, Inc. 5,843 70,000 0.12%
24 PNC FINANCIAL SERVICES GROUP, INC. 3,775 45,000 0.08%
25 WFG Advisors, LP 1,679 20,000 0.03%
26 Creative Planning 700 8,000 0.01%
27 FARMERS & MERCHANTS INVESTMENTS INC 400 5,000 0.01%
28 Tower Research Capital LLC (TRC) 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.