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ING PRIME RATE TRUST
ING PRIME RATE TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 70 Institutional holders with a total value of $130,323,403.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Shaker Financial Services, LLC 89,430 519,000 0.40%
52 Cambridge Investment Research Advisors, Inc. 94,736 549,000 0.42%
53 OPPENHEIMER & CO INC 98,091 569,000 0.44%
54 IMA Advisory Services, Inc. 148,050 859,000 0.66%
55 UNITED CAPITAL FINANCIAL ADVISORS, LLC 161,019 934,000 0.72%
56 LPL Financial LLC 170,556 989,000 0.76%
57 RAYMOND JAMES & ASSOCIATES 183,189 1,062,000 0.81%
58 ROBINSON CAPITAL MANAGEMENT, LLC 188,742 1,095,000 0.84%
59 Advisors Asset Management, Inc. 224,117 1,300,000 1.00%
60 WELLS FARGO & COMPANY/MN 256,198 1,487,000 1.14%
61 Horizon Kinetics LLC 315,894 1,832,000 1.41%
62 Absolute Return Capital, LLC 336,268 1,950,000 1.50%
63 1832 Asset Management L.P. 375,000 2,162,000 1.66%
64 CREDIT SUISSE AG/ 423,649 2,457,000 1.89%
65 JPMORGAN CHASE & CO 969,473 5,623,000 4.31%
66 UBS AG 1,005,005 5,829,000 4.47%
67 GUGGENHEIM CAPITAL LLC 1,090,017 6,323,000 4.85%
68 BANK OF AMERICA CORP /DE/ 2,255,018 13,079,000 10.04%
69 Invesco Ltd. 3,271,112 18,973,000 14.56%
70 MORGAN STANLEY 9,636,003 55,888,000 42.88%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.