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ING PRIME RATE TRUST
ING PRIME RATE TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 4 Institutional holders with a total value of $786,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Investment Advisors, LLC 62,325 361,000 45.93%
2 DOLIVER ADVISORS, LP 42,396 245,000 31.17%
3 FIRST NEW YORK SECURITIES LLC /NY 29,596 172,000 21.88%
4 REILLY FINANCIAL ADVISORS, LLC 1,350 8,000 1.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.