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ING RISK MANAGED NAT RES FD
ING RISK MANAGED NAT RES FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 31 Institutional holders with a total value of $28,797,733.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 784,127 8,281,000 28.76%
2 MORGAN STANLEY 462,541 4,885,000 16.96%
3 CORNERSTONE ADVISORS INC 251,856 2,660,000 9.24%
4 BB&T SECURITIES, LLC 22,700 2,397,000 8.32%
5 Invesco Ltd. 191,106 2,018,000 7.01%
6 NEW ENGLAND SECURITIES CORP /MA/ 151,075 1,595,000 5.54%
7 AQR CAPITAL MANAGEMENT LLC 86,716 916,000 3.18%
8 RAYMOND JAMES & ASSOCIATES 77,246 816,000 2.83%
9 BNP PARIBAS FINANCIAL MARKETS 55,300 594,475 2.06%
10 Shaker Financial Services, LLC 44,097 466,000 1.62%
11 Raymond James Financial Services Advisors, Inc. 42,690 451,000 1.57%
12 LPL Financial LLC 41,572 439,000 1.52%
13 DOLIVER ADVISORS, LP 41,373 437,000 1.52%
14 NATIONAL PLANNING CORP 41,500 426,000 1.48%
15 WELLS FARGO & COMPANY/MN 37,316 394,000 1.37%
16 PNC FINANCIAL SERVICES GROUP, INC. 31,700 334,000 1.16%
17 BANK OF AMERICA CORP /DE/ 21,210 224,000 0.78%
18 Investors Capital Advisory Services 19,575 206,000 0.72%
19 AMERICAN INTERNATIONAL GROUP, INC. 19,400 204,864 0.71%
20 UBS AG 16,558 174,000 0.60%
21 Aviance Capital Partners, LLC 15,757 166,394 0.58%
22 ROYAL BANK OF CANADA 15,271 161,000 0.56%
23 WEDBUSH SECURITIES INC 13,850 146,000 0.51%
24 DEUTSCHE BANK AG\ 9,130 96,000 0.33%
25 Advisors Asset Management, Inc. 8,620 91,000 0.32%
26 B. Riley Wealth Advisors, Inc. 6,395 68,000 0.24%
27 ALLIANCEBERNSTEIN L.P. 6,153 65,000 0.23%
28 CITIGROUP INC 4,443 46,000 0.16%
29 Tower Research Capital LLC (TRC) 2,606 28,000 0.10%
30 Creative Planning 785 8,000 0.03%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 337 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.