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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
351 ROYAL BANK OF CANADA 111,000 11,278,000 0.02% Put
352 CREDIT SUISSE AG/ 110,000 11,176,000 0.02% Put
353 TAURUS ASSET MANAGEMENT, LLC 109,454 11,121,000 0.02%
354 Jefferies Group LLC 109,100 11,085,000 0.02% Put
355 SeaTown Holdings Pte. Ltd. 109,066 11,081,000 0.02%
356 BOKF, NA 107,812 10,954,000 0.02%
357 Cardinal Capital Management, Inc. 107,246 10,896,000 0.02%
358 REILLY FINANCIAL ADVISORS, LLC 106,822 10,853,000 0.02%
359 WINDWARD CAPITAL MANAGEMENT CO /CA 106,733 10,844,000 0.02%
360 USA FINANCIAL FORMULAS 106,316 10,802,000 0.02%
361 MASON STREET ADVISORS, LLC 105,294 10,698,000 0.02%
362 HYMAN CHARLES D 104,707 10,638,000 0.02%
363 Janney Montgomery Scott LLC 104,639 10,631,000 0.02%
364 VERDE SERVICOS INTERNACIONAIS S.A. 103,185 10,581,000 0.02%
365 PRIVATE ASSET MANAGEMENT INC 103,735 10,539,000 0.02%
366 PINNACLE ASSOCIATES LTD 103,582 10,524,000 0.02%
367 BOYS ARNOLD & CO INC 102,475 10,411,000 0.02%
368 Natixis Investment Managers International 102,166 10,380,000 0.02%
369 HIGHBRIDGE CAPITAL MANAGEMENT LLC 102,066 10,369,000 0.02%
370 ZWJ INVESTMENT COUNSEL INC 101,953 10,359,000 0.02%
371 AMERICAN NATIONAL INSURANCE CO 101,690 10,332,000 0.02%
372 Quantbot Technologies LP 101,247 10,286,000 0.02%
373 Stillwater Capital Advisors, LLC 100,785 10,240,000 0.02%
374 CHEMUNG CANAL TRUST CO 100,669 10,228,000 0.02%
375 MANNING & NAPIER ADVISORS LLC 100,349 10,194,000 0.02%
376 SYNOVUS FINANCIAL CORP 100,283 10,183,000 0.02%
377 CHEMICAL BANK 99,561 10,115,000 0.02%
378 ROCKLAND TRUST CO 99,219 10,081,000 0.01%
379 TOWER BRIDGE ADVISORS 99,201 10,078,822 0.01%
380 PineBridge Investments, L.P. 97,750 9,931,000 0.01%
381 BBVA USA Bancshares, Inc. 97,565 9,913,000 0.01%
382 CADENCE CAPITAL MANAGEMENT LLC 97,535 9,910,000 0.01%
383 FIRST NATIONAL BANK OF OMAHA 97,229 9,878,000 0.01%
384 MSI Financial Services Inc 96,685 9,823,000 0.01%
385 MIDDLETON & CO INC/MA 96,085 9,762,000 0.01%
386 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 88,821 9,721,000 0.01%
387 Timber Hill LLC 95,539 9,707,000 0.01%
388 JANUS HENDERSON GROUP PLC 93,249 9,474,000 0.01%
389 HIGHLAND CAPITAL MANAGEMENT, LLC 93,184 9,467,000 0.01%
390 MURPHY CAPITAL MANAGEMENT INC 92,616 9,409,000 0.01%
391 CAPSTONE ASSET MANAGEMENT CO 91,427 9,289,000 0.01%
392 ONTARIO TEACHERS PENSION PLAN BOARD 90,506 9,195,000 0.01%
393 LEE DANNER & BASS INC 90,494 9,194,000 0.01%
394 Creative Planning 89,912 9,135,000 0.01%
395 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 89,699 9,113,000 0.01%
396 Canal Insurance CO 89,150 9,058,000 0.01%
397 Haverford Financial Services, Inc. 89,083 9,051,000 0.01%
398 COHEN & STEERS, INC. 88,500 8,992,000 0.01%
399 MACKAY SHIELDS LLC 88,349 8,976,000 0.01%
400 Parsec Financial Management, Inc. 87,686 8,909,000 0.01%
Page 8 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.