Dark
Light
System
Security
UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
401 CROSSMARK GLOBAL HOLDINGS, INC. 76,439 8,873,000 0.01%
402 INTEGRAL DERIVATIVES, LLC 87,100 8,849,000 0.01% Put
403 SWISS LIFE ASSET MANAGEMENT LTD 86,276 8,765,642 0.01%
404 NBT BANK N A /NY 86,156 8,753,000 0.01%
405 MOODY LYNN & LIEBERSON, LLC 86,097 8,747,000 0.01%
406 Osborn Williams & Donohoe LLC 86,071 8,744,000 0.01%
407 BTR CAPITAL MANAGEMENT INC 86,025 8,740,000 0.01%
408 OAKBROOK INVESTMENTS LLC 85,738 8,711,000 0.01%
409 CANANDAIGUA NATIONAL BANK & TRUST CO 85,046 8,641,000 0.01%
410 Olstein Capital Management, L.P. 85,000 8,636,000 0.01%
411 TWIN CAPITAL MANAGEMENT INC 85,000 8,636,000 0.01%
412 BANK OF THE WEST 83,925 8,527,000 0.01%
413 NORTHSTAR INVESTMENT ADVISORS LLC 84,377 8,523,000 0.01%
414 Palisade Asset Management, LLC 83,614 8,495,000 0.01%
415 BROWN BROTHERS HARRIMAN & CO 83,171 8,450,000 0.01%
416 WOODSTOCK CORP 83,069 8,440,000 0.01%
417 BLAIR WILLIAM & CO/IL 82,478 8,380,000 0.01%
418 COMMONWEALTH BANK OF AUSTRALIA 81,948 8,326,000 0.01%
419 Veritable, L.P. 81,808 8,312,000 0.01%
420 SOMERVILLE KURT F 81,405 8,271,000 0.01%
421 Parallax Volatility Advisers, L.P. 81,400 8,269,000 0.01% Put
422 YHB Investment Advisors, Inc. 81,269 8,257,000 0.01%
423 World Asset Management Inc 80,915 8,221,000 0.01%
424 TUDOR INVESTMENT CORP ET AL 80,694 8,199,000 0.01%
425 Livforsakringsbolaget Skandia, Omsesidigt 123,287 8,187,000 0.01%
426 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 80,396 8,168,000 0.01%
427 TDAM USA INC. 80,206 8,149,000 0.01%
428 Alpha Cubed Investments, LLC 79,296 8,057,000 0.01%
429 NEW MEXICO EDUCATIONAL RETIREMENT BOARD 78,726 7,999,000 0.01%
430 MOTCO 78,041 7,929,000 0.01%
431 AMICA MUTUAL INSURANCE CO 77,973 7,922,000 0.01%
432 Tufton Capital Management 77,930 7,918,000 0.01%
433 Sumitomo Mitsui DS Asset Management Company, Ltd 77,717 7,896,000 0.01%
434 CIBC Asset Management Inc 77,530 7,877,000 0.01%
435 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 77,004 7,824,000 0.01%
436 MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 76,888 7,812,000 0.01% SH
437 CONNORS INVESTOR SERVICES INC 76,773 7,800,000 0.01%
438 Sterling Capital Management LLC 76,713 7,794,000 0.01%
439 MASTRAPASQUA ASSET MANAGEMENT INC 76,539 7,776,000 0.01%
440 SECURIAN ASSET MANAGEMENT, INC 76,506 7,773,000 0.01%
441 Paloma Partners Management Co 76,474 7,770,000 0.01%
442 CENTRAL TRUST Co 76,449 7,768,000 0.01%
443 Smith Salley Wealth Management 76,362 7,758,000 0.01%
444 NN INVESTMENT PARTNERS HOLDINGS N.V. 75,912 7,712,000 0.01%
445 KORNITZER CAPITAL MANAGEMENT INC /KS 75,605 7,681,000 0.01%
446 BARCLAYS PLC 75,600 7,681,000 0.01% Call
447 VANTAGE WEALTH 75,322 7,653,000 0.01%
448 AGRAN LIBBIE 75,252 7,646,000 0.01%
449 WHITTIER TRUST CO 74,965 7,617,000 0.01%
450 ARROWGRASS CAPITAL PARTNERS (US) LP 748 7,600,000 0.01% Put
Page 9 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.