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Institutional Investment Manager
NBT BANK N A /NY
NBT BANK N A /NY (CIK: 0000898413) incorporated in New York, located at 52 South Broad Street, Norwich, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 204 holdings with a total value of $574,580,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 EXXON MOBIL CORP 237,226 20,705,000 3.60%
2 JOHNSON & JOHNSON 157,038 18,551,000 3.23%
3 APPLE INC 144,090 16,290,000 2.84%
4 PROCTER AND GAMBLE CO 181,400 16,280,000 2.83%
5 MICROSOFT CORP 230,800 13,294,000 2.31%
6 PEPSICO INC 118,423 12,881,000 2.24%
7 GENERAL ELECTRIC CO 429,135 12,711,000 2.21%
8 JPMORGAN CHASE & CO 181,073 12,057,000 2.10%
9 CHEVRON CORP NEW 113,336 11,665,000 2.03%
10 SPDR SER TR 132,529 11,180,000 1.95%
11 SPDR S&P MIDCAP 400 ETF TR 38,280 10,806,000 1.88%
12 MCDONALDS CORP 86,896 10,025,000 1.74%
13 INTEL CORP 260,819 9,846,000 1.71%
14 LOWES COS INC 129,641 9,362,000 1.63%
15 NBT BANCORP INC COM 277,249 9,114,000 1.59%
16 INTERNATIONAL BUSINESS MACHS 57,145 9,078,000 1.58%
17 UNITED TECHNOLOGIES CORP 86,156 8,753,000 1.52%
18 ISHARES TR 67,838 8,426,000 1.47%
19 ISHARES TR 28,701 8,308,000 1.45%
20 WELLS FARGO & CO NEW 175,884 7,788,000 1.36%
21 PFIZER INC 228,834 7,750,000 1.35%
22 DISNEY WALT CO 83,231 7,729,000 1.35%
23 VERIZON COMMUNICATIONS INC 139,942 7,274,000 1.27%
24 VANGUARD INDEX FDS 35,175 6,989,000 1.22%
25 BRISTOL MYERS SQUIBB CO 117,141 6,317,000 1.10%
26 UNION PAC CORP 62,990 6,144,000 1.07%
27 AT&T INC 144,044 5,850,000 1.02%
28 COLGATE PALMOLIVE CO 75,900 5,627,000 0.98%
29 CISCO SYS INC 176,895 5,611,000 0.98%
30 SCHLUMBERGER LTD 67,672 5,322,000 0.93%
31 DU PONT E I DE NEMOURS & CO 79,261 5,308,000 0.92%
32 MERCK & CO INC 84,876 5,297,000 0.92%
33 TARGET CORP 75,475 5,184,000 0.90%
34 PRICE T ROWE GROUP INC 77,721 5,168,000 0.90%
35 ABBVIE INC 81,729 5,155,000 0.90%
36 CVS HEALTH CORP 57,595 5,125,000 0.89%
37 QUALCOMM INC 74,479 5,102,000 0.89%
38 DANAHER CORP DEL 63,443 4,973,000 0.87%
39 BERKSHIRE HATHAWAY INC DEL 33,904 4,898,000 0.85%
40 PHILIP MORRIS INTL INC 49,824 4,844,000 0.84%
41 SPDR S&P 500 ETF TR 22,372 4,839,000 0.84%
42 ABBOTT LABS 114,141 4,827,000 0.84%
43 ISHARES TR 81,466 4,817,000 0.84%
44 ALPHABET INC 6,033 4,689,000 0.82%
45 AUTOMATIC DATA PROCESSING IN 51,467 4,539,000 0.79%
46 COCA COLA CO 99,573 4,214,000 0.73%
47 ISHARES TR 26,017 4,025,000 0.70%
48 ORACLE CORP 102,323 4,019,000 0.70%
49 NEXTERA ENERGY INC 32,794 4,012,000 0.70%
50 HONEYWELL INTL INC 34,243 3,993,000 0.69%
Page 1 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-083699, filed 2016.10.27).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.