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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1451 MYCIO WEALTH PARTNERS, LLC 914 93,000 0.00%
1452 Argentus Capital Management, LLC 891 91,000 0.00%
1453 PROFICIO CAPITAL PARTNERS LLC 899 91,000 0.00%
1454 MCF Advisors LLC 888 90,000 0.00%
1455 Riggs Asset Managment Co. Inc. 874 89,000 0.00%
1456 AMERICAFIRST CAPITAL MANAGEMENT, LLC 855 86,868 0.00%
1457 BALENTINE LLC 824 84,000 0.00%
1458 Barnett & Company, Inc. 810 82,000 0.00%
1459 INGALLS & SNYDER LLC 800 81,000 0.00% Call
1460 AMERICAN NATIONAL BANK & TRUST 800 81,000 0.00%
1461 Lenox Wealth Management, Inc. 794 81,000 0.00%
1462 NCM CAPITAL MANAGEMENT GROUP INC 800 81,000 0.00%
1463 TAYLOR WEALTH MANAGEMENT PARTNERS 800 81,000 0.00%
1464 RISK PARADIGM GROUP, LLC 796 80,873 0.00%
1465 SONORA INVESTMENT MANAGEMENT, LLC 720 73,116 0.00%
1466 ASSET PLANNING SERVICES, LTD. 705 72,000 0.00%
1467 TLP GROUP LLC 694 71,000 0.00%
1468 1832 Asset Management L.P. 688 70,000 0.00%
1469 Smith Affiliated Capital Corp. 688 69,901 0.00% PRN
1470 Gemmer Asset Management LLC 640 65,000 0.00%
1471 EDMOND DE ROTHSCHILD (EUROPE) 640 65,000 0.00%
1472 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 642 65,000 0.00%
1473 Focused Wealth Management, Inc 615 62,000 0.00%
1474 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 539 54,000 0.00%
1475 BLACKHILL CAPITAL INC 525 53,000 0.00%
1476 WELLS FARGO & COMPANY/MN 129,000 46,000 0.00% Call
1477 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 444 45,000 0.00%
1478 RPG FAMILY WEALTH ADVISORY, LLC 427 43,383 0.00%
1479 Cordasco Financial Network 400 41,000 0.00%
1480 Allworth Financial LP 390 40,000 0.00%
1481 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 360 37,000 0.00%
1482 DEUTSCHE BANK AG\ 350 35,000 0.00% Put
1483 Clean Yield Group 318 32,000 0.00%
1484 Tarbox Family Office, Inc. 277 28,000 0.00%
1485 INTEGRATED WEALTH COUNSEL, LLC 268 27,000 0.00%
1486 KELMAN-LAZAROV, INC. 252 25,560 0.00%
1487 Lenox Wealth Advisors, LLC 245 25,000 0.00%
1488 HAP Trading, LLC 12,000 24,000 0.00% Put
1489 KINGS POINT CAPITAL MANAGEMENT 236 24,000 0.00%
1490 SOLARIS ASSET MANAGEMENT LLC 206 21,000 0.00%
1491 Timber Creek Capital Management LLC 200 20,000 0.00%
1492 ARMBRUSTER CAPITAL MANAGEMENT, INC. 200 20,000 0.00%
1493 CUTLER GROUP LLC / CA 6,800 19,000 0.00% Put
1494 Camarda Financial Advisors, LLC 186 19,000 0.00%
1495 Mitsubishi UFJ Securities Holdings Co., Ltd. 180 18,000 0.00%
1496 Horrell Capital Management, Inc. 173 18,000 0.00%
1497 ISTHMUS PARTNERS, LLC 168 17,000 0.00%
1498 GUIDANT WEALTH ADVISORS 154 16,000 0.00%
1499 WealthTrust-Arizona, LLC 161 16,000 0.00%
1500 ARCADIA INVESTMENT MANAGEMENT CORP/MI 161 16,000 0.00%
Page 30 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.