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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 4 Institutional holders with a total value of $3,629,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITADEL ADVISORS LLC 201,700 2,199,000 60.60% Call
2 Catalyst Capital Advisors LLC 7,600 1,329,000 36.62% Call
3 SIMPLEX TRADING, LLC 849 69,000 1.90% Call
4 MOSAIC FAMILY WEALTH, LLC 3,000 32,000 0.88% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.