| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Kovack Advisors, Inc. | 43,000 | 5,000 | 71.43% | ||
| 2 | AMERIPRISE FINANCIAL INC | 15,000 | 2,000 | 28.57% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.