| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 75,000 | 1,833,000 | 92.87% | ||
| 2 | Highlander Capital Management, LLC | 4,000 | 97,760 | 4.95% | ||
| 3 | Apriem Advisors | 1,750 | 43,000 | 2.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.