| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Smith Affiliated Capital Corp. | 5,000 | 116,250 | 83.48% | PRN | |
| 2 | Apriem Advisors | 1,000 | 23,000 | 16.52% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
