| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 518,191 | 6,913,000 | 17.73% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 453,470 | 6,050,000 | 15.52% | ||
| 3 | UBS Group AG | 349,339 | 4,660,000 | 11.95% | ||
| 4 | Fiera Capital Corp | 271,233 | 3,618,000 | 9.28% | ||
| 5 | Advisors Asset Management, Inc. | 253,302 | 3,379,000 | 8.67% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 251,545 | 3,356,000 | 8.61% | ||
| 7 | MORGAN STANLEY | 172,879 | 2,306,000 | 5.91% | ||
| 8 | VAN ECK ASSOCIATES CORP | 88,498 | 1,181,000 | 3.03% | ||
| 9 | WELLS FARGO & COMPANY/MN | 87,708 | 1,170,000 | 3.00% | ||
| 10 | LPL Financial LLC | 72,479 | 971,000 | 2.49% | ||
| 11 | STIFEL FINANCIAL CORP | 45,252 | 604,000 | 1.55% | ||
| 12 | Essex Financial Services, Inc. | 27,522 | 367,000 | 0.94% | ||
| 13 | Nuveen Asset Management, LLC | 25,337 | 338,000 | 0.87% | ||
| 14 | AMERIPRISE FINANCIAL INC | 23,779 | 317,000 | 0.81% | ||
| 15 | Capital Investment Advisors, LLC | 22,880 | 305,000 | 0.78% | ||
| 16 | BB&T SECURITIES, LLC | 22,600 | 301,000 | 0.77% | ||
| 17 | FIFTH THIRD BANCORP | 21,185 | 283,000 | 0.73% | ||
| 18 | Creative Planning | 20,182 | 269,000 | 0.69% | ||
| 19 | Virtu KCG Holdings LLC | 18,224 | 243,000 | 0.62% | ||
| 20 | BANK OF MONTREAL /CAN/ | 16,000 | 213,000 | 0.55% | ||
| 21 | Summit Financial Wealth Advisors, LLC | 15,196 | 203,000 | 0.52% | ||
| 22 | IFP ADVISORS, INC | 13,802 | 184,000 | 0.47% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 13,569 | 181,000 | 0.46% | ||
| 24 | MSI Financial Services Inc | 13,091 | 174,000 | 0.45% | ||
| 25 | LEAVELL INVESTMENT MANAGEMENT, INC. | 12,900 | 172,000 | 0.44% | ||
| 26 | Cetera Advisor Networks LLC | 12,650 | 170,000 | 0.44% | ||
| 27 | First Allied Advisory Services, Inc. | 12,770 | 170,000 | 0.44% | ||
| 28 | HighTower Advisors, LLC | 11,497 | 153,000 | 0.39% | ||
| 29 | SIGNATUREFD, LLC | 11,059 | 148,000 | 0.38% | ||
| 30 | Investors Capital Advisory Services | 10,841 | 144,000 | 0.37% | ||
| 31 | STRID GROUP, LLC | 10,000 | 133,000 | 0.34% | ||
| 32 | Carroll Financial Associates, Inc. | 5,850 | 78,000 | 0.20% | ||
| 33 | DEUTSCHE BANK AG\ | 2,807 | 37,000 | 0.09% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,100 | 28,000 | 0.07% | ||
| 35 | Somerset Trust Co | 2,015 | 27,000 | 0.07% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 1,613 | 22,000 | 0.06% | ||
| 37 | FIRST FINANCIAL CORP /IN/ | 1,461 | 19,000 | 0.05% | ||
| 38 | ROYAL BANK OF CANADA | 1,455 | 19,000 | 0.05% | ||
| 39 | Sandy Spring Bank | 1,354 | 18,000 | 0.05% | ||
| 40 | ADVISOR GROUP, INC. | 1,000 | 13,000 | 0.03% | ||
| 41 | JNBA Financial Advisors | 723 | 10,000 | 0.03% | ||
| 42 | Tower Research Capital LLC (TRC) | 700 | 9,000 | 0.02% | ||
| 43 | US BANCORP \DE\ | 500 | 7,000 | 0.02% | ||
| 44 | NEXT Financial Group, Inc | 500 | 6,000 | 0.02% | ||
| 45 | MOSAIC FAMILY WEALTH, LLC | 413 | 6,000 | 0.02% | ||
| 46 | FIRST MANHATTAN CO. LLC. | 511 | 6,000 | 0.02% | ||
| 47 | NORTHERN TRUST CORP | 29,963 | 4,000 | 0.01% | ||
| 48 | GENEOS WEALTH MANAGEMENT INC. | 317 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
