| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | GOLDMAN SACHS GROUP INC | 300 | 5,000 | 0.00% | Call | |
| 152 | Hudock, Inc. | 259 | 4,000 | 0.00% | ||
| 153 | WEALTHPLAN PARTNERS, LLC | 241 | 3,890 | 0.00% | ||
| 154 | HIGH POINT BANK & TRUST CO | 184 | 3,000 | 0.00% | ||
| 155 | CUTLER GROUP LLC / CA | 3,900 | 3,000 | 0.00% | Put | |
| 156 | Archford Capital Strategies, LLC | 154 | 3,000 | 0.00% | ||
| 157 | BRONFMAN E.L. ROTHSCHILD, L.P. | 203 | 3,000 | 0.00% | ||
| 158 | Patten Group, Inc. | 125 | 2,017 | 0.00% | ||
| 159 | Tradewinds Capital Management, LLC | 31 | 1,000 | 0.00% | ||
| 160 | Beacon Capital Management, Inc. | 63 | 1,000 | 0.00% | ||
| 161 | WFG Advisors, LP | 50 | 1,000 | 0.00% | ||
| 162 | KALOS MANAGEMENT, INC. | 1,194 | 1,000 | 0.00% | PRN | |
| 163 | NEXT Financial Group, Inc | 82 | 1,000 | 0.00% | ||
| 164 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 165 | Argentus Capital Management, LLC | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
