| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Crow Point Partners, LLC | 107,450 | 2,800,000 | 65.54% | ||
| 2 | Highlander Capital Management, LLC | 35,500 | 924,967 | 21.65% | ||
| 3 | Janney Montgomery Scott LLC | 12,400 | 323,087 | 7.56% | ||
| 4 | Sageworth Trust Co | 8,000 | 208,000 | 4.87% | ||
| 5 | AMERIPRISE FINANCIAL INC | 600 | 16,000 | 0.37% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.