Dark
Light
System
Security
ISHARES TRUST US HLTHCR PR ETF
ISHARES TRUST US HLTHCR PR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 106 Institutional holders with a total value of $369,964,009.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 482,122 58,810,000 15.90%
2 Mirae Asset Global Investments Co., Ltd. 267,401 32,618,000 8.82%
3 BANK OF AMERICA CORP /DE/ 232,607 28,374,000 7.67%
4 RiverFront Investment Group, LLC 194,718 23,752,000 6.42%
5 WELLS FARGO & COMPANY/MN 185,837 22,668,000 6.13%
6 GFS Advisors, LLC 2,516,449 20,630,000 5.58%
7 USCA RIA LLC 2,516,449 20,630,000 5.58%
8 LPL Financial LLC 128,561 15,521,000 4.20%
9 XPONANCE LLC 91,510 11,160,000 3.02%
10 UBS Group AG 77,291 9,428,000 2.55%
11 NEW YORK STATE COMMON RETIREMENT FUND 73,752 8,996,000 2.43%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 72,125 8,798,000 2.38%
13 ROYAL BANK OF CANADA 69,858 8,521,000 2.30%
14 RAYMOND JAMES & ASSOCIATES 65,682 8,012,000 2.17%
15 SPC Financial, Inc. 61,758 7,533,000 2.04%
16 CITIGROUP INC 50,277 6,133,000 1.66%
17 Wharton Business Group, LLC 50,020 6,101,000 1.65%
18 Ghost Tree Capital, LLC 39,500 4,818,000 1.30%
19 Spruce Investment Advisors LLC 38,373 4,681,000 1.27%
20 VICUS CAPITAL 36,295 4,427,000 1.20%
21 Raymond James Financial Services Advisors, Inc. 32,216 3,930,000 1.06%
22 Tower Research Capital LLC (TRC) 28,626 3,492,000 0.94%
23 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 28,600 3,489,000 0.94%
24 BERGANKDV WEALTH MANAGEMENT, LLC 25,129 3,065,000 0.83%
25 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 24,634 3,004,000 0.81%
26 MURPHY CAPITAL MANAGEMENT INC 24,600 3,000,000 0.81%
27 MSI Financial Services Inc 21,960 2,679,000 0.72%
28 OPPENHEIMER & CO INC 18,117 2,210,000 0.60%
29 GOLDMAN SACHS GROUP INC 14,709 1,794,000 0.48%
30 BB&T SECURITIES, LLC 14,654 1,787,000 0.48%
31 Hills Bank & Trust Co 14,424 1,759,000 0.48%
32 Commonwealth Equity Services, Inc 14,081 1,718,000 0.46%
33 AMERIPRISE FINANCIAL INC 12,855 1,568,000 0.42%
34 CITADEL ADVISORS LLC 10,586 1,291,000 0.35%
35 STIFEL FINANCIAL CORP 10,347 1,262,000 0.34%
36 JPMORGAN CHASE & CO 9,110 1,111,000 0.30%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,134 1,108,000 0.30%
38 CREDIT SUISSE AG/ 8,953 1,092,000 0.30%
39 Clal Insurance Enterprises Holdings Ltd 8,687 1,060,000 0.29%
40 Koshinski Asset Management, Inc. 6,889 840,000 0.23%
41 Timber Hill LLC 6,840 834,000 0.23%
42 NATIONAL PLANNING CORP 6,654 827,000 0.22%
43 ENVESTNET ASSET MANAGEMENT INC 6,688 816,000 0.22%
44 SUNTRUST BANKS INC 6,381 778,000 0.21%
45 Concert Wealth Management Inc. 5,375 648,000 0.18%
46 JANE STREET GROUP, LLC 5,142 627,000 0.17%
47 Pinnacle Advisory Group, Inc. 4,837 590,000 0.16%
48 Creative Planning 4,813 587,000 0.16%
49 Redmile Group, LLC 4,520 551,000 0.15%
50 ADELL HARRIMAN & CARPENTER INC 4,500 548,910 0.15%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.