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iShares Mortgage Real Estate C
iShares Mortgage Real Estate C . Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 114 Institutional holders with a total value of $313,637,582.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Cambridge Investment Research Advisors, Inc. 62,210 763,000 0.24%
52 COMMUNITY FINANCIAL SYSTEM, INC. 60,000 736,000 0.23%
53 Private Ocean, LLC 59,914 735,000 0.23%
54 NOMURA HOLDINGS INC 58,100 716,000 0.23%
55 Lattice Strategies LLC 55,610 682,000 0.22%
56 DEUTSCHE BANK AG\ 54,846 670,000 0.21%
57 Cetera Advisors LLC 54,459 666,000 0.21%
58 MASSACHUSETTS MUTUAL LIFE INSURANCE CO 50,982 625,000 0.20%
59 Cetera Advisor Networks LLC 46,878 572,000 0.18%
60 D L CARLSON INVESTMENT GROUP INC 46,600 571,000 0.18%
61 SYNOVUS FINANCIAL CORP 45,370 556,000 0.18%
62 Janney Montgomery Scott LLC 43,675 535,456 0.17%
63 Private Advisor Group, LLC 42,862 525,000 0.17%
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,200 505,000 0.16% Call
65 FIDUCIARY TRUST INTERNATIONAL LLC 40,000 490,000 0.16%
66 Placemark Investments, Inc. 39,368 482,000 0.15%
67 MSI Financial Services Inc 39,028 478,000 0.15%
68 ROBINSON CAPITAL MANAGEMENT, LLC 35,775 439,000 0.14%
69 JPMORGAN CHASE & CO 30,695 377,000 0.12%
70 VSR Financial Services, Inc. 29,522 362,000 0.12%
71 E&G Advisors, LP 28,922 355,000 0.11%
72 Brouwer & Janachowski, LLC 28,013 343,000 0.11%
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,600 326,000 0.10% Put
74 TWO SIGMA INVESTMENTS, LP 25,577 314,000 0.10%
75 STIFEL FINANCIAL CORP 24,434 300,000 0.10%
76 Virtu KCG Holdings LLC 23,905 293,000 0.09%
77 Hoxton Financial, Inc. 23,495 288,000 0.09%
78 DAVIDSON & GARRARD INC 22,995 282,000 0.09%
79 AMERIPRISE FINANCIAL INC 22,899 281,000 0.09%
80 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 22,473 276,000 0.09%
81 Cypress Capital Group 19,633 241,000 0.08%
82 Greenwich Wealth Management LLC 19,493 239,000 0.08%
83 TELEMUS CAPITAL, LLC 19,335 237,000 0.08%
84 KMS FINANCIAL SERVICES, INC 16,939 208,000 0.07%
85 CREDIT SUISSE AG/ 16,145 198,000 0.06%
86 Smith Affiliated Capital Corp. 15,955 195,608 0.06% PRN
87 OARSMAN CAPITAL, INC. 15,731 193,000 0.06%
88 B. Riley Wealth Advisors, Inc. 15,400 189,000 0.06%
89 Atria Investments, Inc 14,231 174,000 0.06%
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,200 162,000 0.05%
91 COLONY GROUP LLC 13,000 159,000 0.05%
92 INVESTMENT CENTERS OF AMERICA INC 13,125 158,000 0.05%
93 NORTHERN TRUST CORP 11,736 144,000 0.05%
94 OLD NATIONAL BANCORP /IN/ 10,707 131,000 0.04%
95 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,359 115,000 0.04%
96 Strategic Capital Group LLC 8,715 107,000 0.03%
97 Creative Planning 8,422 103,000 0.03%
98 PNC FINANCIAL SERVICES GROUP, INC. 7,300 89,000 0.03%
99 Sandy Spring Bank 7,000 86,000 0.03%
100 NEW ENGLAND SECURITIES CORP /MA/ 2,250 28,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.