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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 85 Institutional holders with a total value of $312,092,407.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 343,629 42,764,000 13.70%
2 Beaumont Financial Partners, LLC 264,253 32,886,000 10.54%
3 WELLS FARGO & COMPANY/MN 212,108 26,397,000 8.46%
4 BB&T SECURITIES, LLC 17,412 21,669,000 6.94%
5 DEUTSCHE BANK AG\ 159,046 19,793,000 6.34%
6 BANK OF AMERICA CORP /DE/ 153,264 19,074,000 6.11%
7 ASSETMARK, INC 147,180 18,317,000 5.87%
8 UBS AG 137,390 17,098,000 5.48%
9 LAZARD ASSET MANAGEMENT LLC 98,475 12,261,000 3.93%
10 ENVESTNET ASSET MANAGEMENT INC 80,312 9,995,000 3.20%
11 LPL Financial LLC 78,878 9,674,000 3.10%
12 ROYAL BANK OF CANADA 59,938 7,460,000 2.39%
13 SPINNAKER TRUST 53,375 6,643,000 2.13%
14 Raymond James Financial Services Advisors, Inc. 46,560 5,794,000 1.86%
15 SPC Financial, Inc. 45,290 5,636,000 1.81%
16 GOLDMAN SACHS GROUP INC 44,525 5,541,000 1.78%
17 CWM, LLC 39,093 4,865,000 1.56%
18 CREDIT SUISSE AG/ 28,072 3,494,000 1.12%
19 North Star Investment Management Corp. 27,139 3,377,000 1.08%
20 Commonwealth Equity Services, Inc 25,938 3,228,000 1.03%
21 STEPHENS INC /AR/ 19,281 2,400,000 0.77%
22 SCOTIA CAPITAL INC. 16,923 2,104,000 0.67%
23 Tower Research Capital LLC (TRC) 15,681 1,952,000 0.63%
24 Stillwater Capital Advisors, LLC 14,867 1,850,000 0.59%
25 OPPENHEIMER & CO INC 14,847 1,848,000 0.59%
26 AMERICAN INTERNATIONAL GROUP, INC. 13,677 1,702,048 0.55%
27 First Allied Advisory Services, Inc. 13,354 1,661,000 0.53%
28 JPMORGAN CHASE & CO 12,810 1,594,000 0.51%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,211 1,395,000 0.45%
30 D.A. DAVIDSON & CO. 10,307 1,282,000 0.41%
31 Osborn Williams & Donohoe LLC 10,126 1,260,000 0.40% SH
32 Baker Avenue Asset Management, LP 8,181 1,018,000 0.33%
33 Livingston Group Asset Management CO (operating as Southport Capital Management) 7,709 959,000 0.31%
34 HUNTINGTON NATIONAL BANK 7,366 917,000 0.29% PRN
35 ATHERTON LANE ADVISERS, LLC 6,670 830,000 0.27%
36 Cambridge Investment Research Advisors, Inc. 6,467 805,000 0.26%
37 BANK OF NOVA SCOTIA 6,061 756,000 0.24%
38 Virtu KCG Holdings LLC 5,660 705,000 0.23%
39 GREAT LAKES ADVISORS, LLC 5,409 673,000 0.22%
40 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 4,400 548,000 0.18%
41 BlackRock Investment Management, LLC 4,381 545,000 0.17%
42 BOYS ARNOLD & CO INC 3,900 485,000 0.16%
43 Private Advisor Group, LLC 3,679 458,000 0.15%
44 Virtu Financial LLC 3,583 446,000 0.14%
45 STIFEL FINANCIAL CORP 3,431 427,000 0.14%
46 Capital Investment Advisors, LLC 3,435 427,000 0.14%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,384 421,000 0.13%
48 Placemark Investments, Inc. 3,265 406,000 0.13%
49 NATIONAL PLANNING CORP 3,190 398,000 0.13%
50 PARK NATIONAL CORP /OH/ 3,040 378,329 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.