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HSBC USA INC. 6.05% PFD PFD SE
HSBC USA INC. 6.05% PFD PFD SE. Institutional holdings reported to the SEC.
Institutional Holders (2014Q2)
Portfolio Summary: 2 Institutional holders with a total value of $433,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KCM INVESTMENT ADVISORS LLC 16,780 420,000 97.00%
2 CapWealth Advisors, LLC 500 13,000 3.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.