| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cetera Advisor Networks LLC | 20,975 | 205,000 | 67.88% | ||
| 2 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 10,000 | 97,000 | 32.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.