| 501 |
MassMutual Private Wealth & Trust, FSB |
4,245 |
94,833 |
0.00% |
|
|
| 502 |
DUBUQUE BANK & TRUST CO |
4,175 |
93,000 |
0.00% |
|
|
| 503 |
ASSET ADVISORS CORP |
4,100 |
92,000 |
0.00% |
|
|
| 504 |
ENTERPRISE FINANCIAL SERVICES CORP |
4,000 |
89,000 |
0.00% |
|
|
| 505 |
Tower Research Capital LLC (TRC) |
3,997 |
89,000 |
0.00% |
|
|
| 506 |
Alexandria Capital, LLC |
3,941 |
88,000 |
0.00% |
|
|
| 507 |
SIGNATUREFD, LLC |
3,600 |
80,000 |
0.00% |
|
|
| 508 |
DEUTSCHE BANK AG\ |
168,811 |
80,000 |
0.00% |
Put |
|
| 509 |
Edge Wealth Management LLC |
3,500 |
78,000 |
0.00% |
|
|
| 510 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
2,900 |
65,000 |
0.00% |
|
|
| 511 |
OPTIMUM INVESTMENT ADVISORS |
2,924 |
65,000 |
0.00% |
|
|
| 512 |
WESTPORT RESOURCES MANAGEMENT INC |
2,544 |
57,000 |
0.00% |
|
|
| 513 |
Bartlett & Co. LLC |
2,450 |
55,000 |
0.00% |
|
|
| 514 |
Avior Wealth Management, LLC |
2,307 |
52,000 |
0.00% |
|
|
| 515 |
West Oak Capital, LLC |
2,200 |
49,148 |
0.00% |
|
|
| 516 |
WESTPORT RESOURCES MANAGEMENT INC |
2,000 |
45,000 |
0.00% |
Put |
|
| 517 |
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) |
300,000 |
42,000 |
0.00% |
Put |
|
| 518 |
FARMERS & MERCHANTS INVESTMENTS INC |
1,810 |
40,000 |
0.00% |
|
|
| 519 |
DEUTSCHE BANK AG\ |
44,611 |
40,000 |
0.00% |
Call |
|
| 520 |
HIGH POINT BANK & TRUST CO |
1,800 |
40,000 |
0.00% |
|
|
| 521 |
LifePlan Financial Group, Inc |
1,653 |
37,000 |
0.00% |
|
|
| 522 |
Focused Wealth Management, Inc |
1,574 |
35,000 |
0.00% |
|
|
| 523 |
KANALY TRUST CO |
1,523 |
34,000 |
0.00% |
|
|
| 524 |
Carroll Financial Associates, Inc. |
1,500 |
34,000 |
0.00% |
|
|
| 525 |
Bank of New York Mellon Corp |
1,500 |
34,000 |
0.00% |
Call |
|
| 526 |
First City Capital Management, Inc. |
1,500 |
33,510 |
0.00% |
|
|
| 527 |
Li Winifred I |
1,386 |
31,000 |
0.00% |
|
|
| 528 |
WealthTrust Fairport, LLC |
1,390 |
31,000 |
0.00% |
|
|
| 529 |
Forty4 Asset Management LLC |
260,700 |
31,000 |
0.00% |
Put |
|
| 530 |
Kavar Capital Partners, LLC |
1,375 |
30,000 |
0.00% |
|
|
| 531 |
MEEDER ASSET MANAGEMENT INC |
1,315 |
29,000 |
0.00% |
|
|
| 532 |
Hirtle Callaghan & Co LLC |
1,285 |
29,000 |
0.00% |
|
|
| 533 |
THOMPSON SIEGEL & WALMSLEY LLC |
1,250 |
28,000 |
0.00% |
|
|
| 534 |
LBA Wealth Management, LLC |
1,200 |
27,000 |
0.00% |
|
|
| 535 |
Efficient Market Advisors, LLC |
1,100 |
25,000 |
0.00% |
|
|
| 536 |
Lehman Financial Resources, Inc. |
1,000 |
22,000 |
0.00% |
|
|
| 537 |
Bank of New York Mellon Corp |
1,000 |
22,000 |
0.00% |
Put |
|
| 538 |
FIRST NEW YORK SECURITIES LLC /NY |
1,000 |
22,000 |
0.00% |
|
|
| 539 |
Parasol Investment Management, LLC |
990 |
22,000 |
0.00% |
|
|
| 540 |
THOMPSON DAVIS & CO., INC. |
800 |
18,000 |
0.00% |
|
|
| 541 |
CREDIT AGRICOLE S A |
800 |
18,000 |
0.00% |
|
|
| 542 |
Gemmer Asset Management LLC |
801 |
18,000 |
0.00% |
|
|
| 543 |
Hudock, Inc. |
732 |
16,000 |
0.00% |
|
|
| 544 |
Blume Capital Management, Inc. |
700 |
16,000 |
0.00% |
|
|
| 545 |
WELLS FARGO & COMPANY/MN |
38,400 |
15,000 |
0.00% |
Put |
|
| 546 |
LS Investment Advisors, LLC |
617 |
14,000 |
0.00% |
|
|
| 547 |
SCHRODER INVESTMENT MANAGEMENT GROUP |
595 |
13,292 |
0.00% |
|
|
| 548 |
ROCKEFELLER FINANCIAL SERVICES INC |
534 |
12,000 |
0.00% |
|
|
| 549 |
FIRST MERCANTILE TRUST CO |
500 |
11,000 |
0.00% |
|
|
| 550 |
Clearbridge Investments, LLC |
500 |
11,000 |
0.00% |
|
|
