| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 468,000 | 18,650,000 | 18.60% | ||
| 2 | BlackRock Finance, Inc. | 357,186 | 14,234,000 | 14.20% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 216,187 | 8,615,000 | 8.59% | ||
| 4 | MORGAN STANLEY | 175,629 | 6,998,000 | 6.98% | ||
| 5 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 171,227 | 6,823,000 | 6.81% | ||
| 6 | SCOTIA CAPITAL INC. | 153,451 | 6,129,000 | 6.11% | ||
| 7 | CITADEL ADVISORS LLC | 94,466 | 3,764,000 | 3.75% | ||
| 8 | ROYAL BANK OF CANADA | 91,400 | 3,642,000 | 3.63% | ||
| 9 | NATIONAL PLANNING CORP | 77,557 | 3,121,000 | 3.11% | ||
| 10 | Endurance Wealth Management, Inc. | 70,949 | 2,827,000 | 2.82% | ||
| 11 | ASSETMARK, INC | 67,435 | 2,688,000 | 2.68% | ||
| 12 | WHITTIER TRUST CO | 64,696 | 2,577,000 | 2.57% | ||
| 13 | RAND WEALTH, LLC | 54,947 | 2,190,000 | 2.18% | ||
| 14 | AMERIPRISE FINANCIAL INC | 53,107 | 2,089,000 | 2.08% | ||
| 15 | LPL Financial LLC | 47,895 | 1,923,000 | 1.92% | ||
| 16 | Capital Analysts, LLC | 41,865 | 1,668,320 | 1.66% | ||
| 17 | Janney Montgomery Scott LLC | 30,680 | 1,223,000 | 1.22% | ||
| 18 | Commonwealth Equity Services, Inc | 29,948 | 1,193,000 | 1.19% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 26,376 | 1,051,000 | 1.05% | ||
| 20 | ASSET DEDICATION, LLC | 26,374 | 1,050,000 | 1.05% | ||
| 21 | HALBERT HARGROVE GLOBAL ADVISORS, LLC | 26,101 | 1,040,000 | 1.04% | ||
| 22 | Sigma Planning Corp | 25,378 | 1,011,000 | 1.01% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 21,616 | 861,000 | 0.86% | ||
| 24 | STIFEL FINANCIAL CORP | 14,863 | 592,000 | 0.59% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 10,347 | 412,000 | 0.41% | ||
| 26 | ASPIRIANT, LLC | 9,413 | 375,000 | 0.37% | ||
| 27 | Raymond James Financial Services Advisors, Inc. | 9,071 | 361,000 | 0.36% | ||
| 28 | FIRST FINANCIAL EQUITY CORPORATION | 8,664 | 348,000 | 0.35% | ||
| 29 | BB&T SECURITIES, LLC | 8,688 | 346,000 | 0.35% | ||
| 30 | JANE STREET GROUP, LLC | 8,163 | 325,000 | 0.32% | ||
| 31 | LAZARD ASSET MANAGEMENT LLC | 7,000 | 278,000 | 0.28% | ||
| 32 | Gradient Investments LLC | 6,681 | 266,000 | 0.27% | ||
| 33 | CIBC WORLD MARKET INC. | 6,330 | 252,000 | 0.25% | ||
| 34 | Merriman Wealth Management, LLC | 6,150 | 245,000 | 0.24% | ||
| 35 | ADVISOR GROUP, INC. | 5,713 | 228,000 | 0.23% | ||
| 36 | WHITTIER TRUST CO OF NEVADA INC | 3,705 | 148,000 | 0.15% | ||
| 37 | WFG Advisors, LP | 3,510 | 140,000 | 0.14% | ||
| 38 | WELLS FARGO & COMPANY/MN | 2,667 | 106,000 | 0.11% | ||
| 39 | Advisory Services Network, LLC | 2,579 | 103,000 | 0.10% | ||
| 40 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,800 | 72,000 | 0.07% | ||
| 41 | IFP ADVISORS, INC | 1,022 | 41,000 | 0.04% | ||
| 42 | DUNCKER STREETT & CO INC | 1,010 | 40,000 | 0.04% | ||
| 43 | Advisors Preferred, LLC | 807 | 32,000 | 0.03% | ||
| 44 | THOMPSON DAVIS & CO., INC. | 750 | 30,000 | 0.03% | ||
| 45 | BENJAMIN F. EDWARDS & COMPANY, INC. | 652 | 26,000 | 0.03% | ||
| 46 | CITIGROUP INC | 650 | 26,000 | 0.03% | ||
| 47 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 620 | 25,000 | 0.02% | ||
| 48 | MOTCO | 375 | 15,000 | 0.01% | ||
| 49 | QS Investors, LLC | 367 | 15,000 | 0.01% | ||
| 50 | First Horizon Advisors, Inc. | 315 | 12,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
