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ISHARES MORN SMALL CAP GROWTH
ISHARES MORN SMALL CAP GROWTH. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 33 Institutional holders with a total value of $33,713,998.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 75,756 9,555,000 28.34%
2 BANK OF AMERICA CORP /DE/ 37,046 4,672,000 13.86%
3 MORGAN STANLEY 24,458 3,084,000 9.15%
4 Virtu KCG Holdings LLC 14,603 1,839,000 5.45%
5 SMITH CHAS P & ASSOCIATES PA CPAS 13,957 1,760,000 5.22%
6 LPL Financial LLC 13,337 1,652,000 4.90%
7 NATIONAL PLANNING CORP 11,207 1,414,000 4.19%
8 Courage Miller Partners, LLC 10,760 1,357,000 4.03%
9 Raymond James Financial Services Advisors, Inc. 10,110 1,275,000 3.78%
10 M Holdings Securities, Inc. 7,950 1,003,000 2.98%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,640 962,000 2.85%
12 JANE STREET GROUP, LLC 6,107 770,000 2.28%
13 CITIGROUP INC 4,940 622,000 1.84%
14 Madden Advisory Services, Inc. 4,490 566,000 1.68%
15 AMERIPRISE FINANCIAL INC 4,196 529,000 1.57%
16 UBS AG 4,172 526,000 1.56%
17 ADELL HARRIMAN & CARPENTER INC 2,951 395,826 1.17%
18 Timber Hill LLC 3,001 378,000 1.12%
19 BRR OpCo, LLC 2,125 268,000 0.79%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,975 249,000 0.74%
21 WELLS FARGO & COMPANY/MN 1,979 249,000 0.74%
22 MCF Advisors LLC 1,003 131,000 0.39%
23 MSI Financial Services Inc 1,033 130,000 0.39%
24 Private Advisor Group, LLC 847 107,000 0.32%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 565 71,000 0.21%
26 AMERICAN INTERNATIONAL GROUP, INC. 477 60,172 0.18%
27 WFG Advisors, LP 274 35,000 0.10%
28 ENVESTNET ASSET MANAGEMENT INC 111 14,000 0.04%
29 NEXT Financial Group, Inc 70 9,000 0.03%
30 PNC FINANCIAL SERVICES GROUP, INC. 70 9,000 0.03%
31 MEEDER ASSET MANAGEMENT INC 70 9,000 0.03%
32 BARCLAYS PLC 54 7,000 0.02%
33 REILLY FINANCIAL ADVISORS, LLC 50 6,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.