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ISHARES MORNINGSTAR MID-CAP
ISHARES MORNINGSTAR MID-CAP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 48 Institutional holders with a total value of $76,082,937.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KAYS FINANCIAL ADVISORY CORP /ADV 91,810 15,333,000 20.15%
2 Summit Asset Management, LLC 57,859 9,662,000 12.70%
3 AXA S.A. 38,930 6,501,000 8.54%
4 UBS Group AG 35,854 5,988,000 7.87%
5 MSI Financial Services Inc 31,607 5,278,000 6.94%
6 WELLS FARGO & COMPANY/MN 30,177 5,040,000 6.62%
7 MORGAN STANLEY 23,156 3,867,000 5.08%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,585 3,762,000 4.94%
9 LPL Financial LLC 19,297 3,184,000 4.18%
10 Courage Miller Partners, LLC 16,307 2,723,000 3.58%
11 AMERIPRISE FINANCIAL INC 15,623 2,609,000 3.43%
12 US FINANCIAL ADVISORS, LLC 7,877 1,315,000 1.73%
13 M Holdings Securities, Inc. 7,540 1,259,000 1.65%
14 Commonwealth Equity Services, Inc 6,311 1,054,000 1.39%
15 Neumann Capital Management, LLC 6,056 1,011,000 1.33%
16 GHP Investment Advisors, Inc. 5,848 977,000 1.28%
17 STARFIRE INVESTMENT ADVISERS, INC. 4,440 741,480 0.97%
18 ATHERTON LANE ADVISERS, LLC 3,810 636,000 0.84%
19 Sigma Planning Corp 3,650 610,000 0.80%
20 J.P. Morgan Private Wealth Advisors LLC 3,242 541,000 0.71%
21 JANE STREET GROUP, LLC 3,233 540,000 0.71%
22 Investors Capital Advisory Services 2,734 456,000 0.60%
23 BANK OF AMERICA CORP /DE/ 2,718 454,000 0.60%
24 ROYAL BANK OF CANADA 2,587 432,000 0.57%
25 Cambridge Investment Research Advisors, Inc. 2,279 381,000 0.50%
26 B. Riley Wealth Advisors, Inc. 1,605 268,000 0.35%
27 AMERICAN INTERNATIONAL GROUP, INC. 1,500 250,457 0.33%
28 Virtu Financial LLC 1,443 240,000 0.32%
29 Independent Portfolio Consultants, Inc. 1,090 182,000 0.24%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 992 164,000 0.22%
31 D.A. DAVIDSON & CO. 652 108,000 0.14%
32 MEEDER ASSET MANAGEMENT INC 589 98,000 0.13%
33 DELTA ASSET MANAGEMENT LLC/TN 560 94,000 0.12%
34 CITIGROUP INC 384 64,000 0.08%
35 Ironwood Financial, llc 360 60,000 0.08%
36 Capital Advisors, Ltd. LLC 314 52,000 0.07%
37 B. Riley Wealth Management, Inc. 261 43,000 0.06%
38 Advisory Services Network, LLC 144 24,000 0.03%
39 PNC FINANCIAL SERVICES GROUP, INC. 135 23,000 0.03%
40 US BANCORP \DE\ 95 16,000 0.02%
41 INTEGRATED WEALTH MANAGEMENT 79 13,000 0.02%
42 BARCLAYS PLC 47 8,000 0.01%
43 WHITTIER TRUST CO 40 7,000 0.01%
44 MV CAPITAL MANAGEMENT, INC. 35 6,000 0.01%
45 Hudock, Inc. 17 3,000 0.00%
46 Tower Research Capital LLC (TRC) 18 3,000 0.00%
47 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 10 2,000 0.00%
48 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.