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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 30 Institutional holders with a total value of $15,778,037.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,801 1,723,000 10.92%
2 SG Americas Securities, LLC 39,557 1,670,000 10.58%
3 MORGAN STANLEY 39,520 1,669,000 10.58%
4 HALBERT HARGROVE GLOBAL ADVISORS, LLC 35,070 1,481,000 9.39%
5 WELLS FARGO & COMPANY/MN 34,957 1,476,000 9.35%
6 ATHERTON LANE ADVISERS, LLC 34,202 1,444,000 9.15%
7 Alpine Global Management, LLC 15,653 1,083,000 6.86%
8 LPL Financial LLC 24,689 1,041,000 6.60%
9 BANK OF AMERICA CORP /DE/ 20,939 884,000 5.60%
10 1834 INVESTMENT ADVISORS CO 16,022 677,000 4.29%
11 Timber Hill LLC 12,186 515,000 3.26%
12 UBS AG 11,594 490,000 3.11%
13 Regal Investment Advisors LLC 8,848 374,000 2.37%
14 AMERIPRISE FINANCIAL INC 6,295 274,000 1.74%
15 AlphaMark Advisors, LLC 4,925 208,000 1.32%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,288 181,000 1.15%
17 ROYAL BANK OF CANADA 3,827 161,000 1.02%
18 M Holdings Securities, Inc. 3,209 136,000 0.86%
19 Advisors Preferred, LLC 1,782 75,253 0.48%
20 Kessler Investment Group, LLC 1,145 48,000 0.30%
21 D.A. DAVIDSON & CO. 955 40,000 0.25%
22 AMERICAN INTERNATIONAL GROUP, INC. 800 33,784 0.21%
23 US BANCORP \DE\ 550 23,000 0.15%
24 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 480 20,000 0.13%
25 MSI Financial Services Inc 346 15,000 0.10%
26 Ground Swell Capital, LLC 249 11,000 0.07%
27 Private Advisor Group, LLC 210 9,000 0.06%
28 CITIGROUP INC 200 8,000 0.05%
29 Formidable Asset Management, LLC 124 6,000 0.04%
30 ENVESTNET ASSET MANAGEMENT INC 48 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.