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ISHARES U.S. UTILITIES ETF
ISHARES U.S. UTILITIES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 145 Institutional holders with a total value of $415,132,612.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Argentus Capital Management, LLC 25 3,000 0.00%
3 Tortoise Investment Management, LLC 48 6,000 0.00%
4 Chicago Partners Investment Group LLC 50 6,000 0.00%
5 People's United Financial, Inc. 50 6,000 0.00%
6 Gradient Investments LLC 50 6,000 0.00%
7 FIRST FINANCIAL CORP /IN/ 77 9,000 0.00%
8 CUTLER GROUP LLC / CA 3,000 9,000 0.00% Call
9 WEALTHPLAN PARTNERS, LLC 91 10,764 0.00%
10 Endurance Wealth Management, Inc. 110 13,000 0.00%
11 CAPRIN ASSET MANAGEMENT LLC /ADV 106 13,000 0.00%
12 ASSETMARK, INC 116 14,000 0.00%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 130 16,000 0.00%
14 ADVANTAGE INVESTMENT MANAGEMENT, LLC 138 17,000 0.00%
15 SUTTON WEALTH ADVISORS INC. 144 17,650 0.00%
16 THRIVENT FINANCIAL FOR LUTHERANS 150 18,000 0.00%
17 SARGENT BICKHAM LAGUDIS LLC 173 21,000 0.01%
18 Alexandria Capital, LLC 178 22,000 0.01%
19 Nelson Capital Management, LLC 200 25,000 0.01%
20 Winslow, Evans & Crocker, Inc. 234 28,682 0.01%
21 MCF Advisors LLC 238 29,000 0.01%
22 Concert Wealth Management Inc. 293 35,000 0.01%
23 CWM, LLC 308 38,000 0.01%
24 Brick & Kyle, Associates 350 43,000 0.01%
25 MOSAIC FAMILY WEALTH, LLC 357 44,000 0.01%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 371 46,000 0.01%
27 Walleye Trading LLC 438 54,000 0.01%
28 Focused Wealth Management, Inc 503 62,000 0.01%
29 BRUDERMAN ASSET MANAGEMENT, LLC 585 72,000 0.02%
30 WFG Advisors, LP 606 74,000 0.02%
31 SYNOVUS FINANCIAL CORP 659 81,000 0.02%
32 Financial Architects, Inc 737 90,000 0.02%
33 Ironwood Financial, llc 797 98,000 0.02%
34 RISK PARADIGM GROUP, LLC 801 98,178 0.02%
35 CENTRAL TRUST Co 832 102,000 0.02%
36 MONETARY MANAGEMENT GROUP INC 900 110,000 0.03%
37 AMERICAN NATIONAL BANK & TRUST 1,000 123,000 0.03%
38 Evercore Wealth Management, LLC 1,000 123,000 0.03%
39 Commonwealth Financial Services, LLC 1,047 128,000 0.03%
40 JAMES INVESTMENT RESEARCH, INC. 1,160 142,000 0.03%
41 Parkside Financial Bank & Trust 1,206 148,000 0.04%
42 VIRTUS ETF ADVISERS LLC 1,254 154,000 0.04%
43 Tower Research Capital LLC (TRC) 1,263 155,000 0.04%
44 US BANCORP \DE\ 1,338 164,000 0.04%
45 LBA Wealth Management, LLC 1,465 180,000 0.04%
46 WOLVERINE TRADING LP /BD 1,741 215,000 0.05%
47 OARSMAN CAPITAL, INC. 1,760 216,000 0.05%
48 IFP ADVISORS, INC 1,793 220,000 0.05%
49 Janney Montgomery Scott LLC 1,834 225,000 0.05%
50 COMMERCE BANK 2,024 248,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.