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ISHARES U.S. UTILITIES ETF
ISHARES U.S. UTILITIES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 135 Institutional holders with a total value of $266,054,741.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 100 0 0.00% Put
3 Transamerica Financial Advisors, LLC 13 2,000 0.00%
4 FIRST FINANCIAL CORP /IN/ 35 4,000 0.00%
5 IHT WEALTH MANAGEMENT, LLC 40 5,000 0.00%
6 Chicago Partners Investment Group LLC 50 6,000 0.00%
7 People's United Financial, Inc. 50 6,000 0.00%
8 Gradient Investments LLC 50 6,000 0.00%
9 Tortoise Investment Management, LLC 48 6,000 0.00%
10 ASSETMARK, INC 82 10,000 0.00%
11 CUTLER GROUP LLC / CA 3,600 10,000 0.00% Call
12 GLOBAL RETIREMENT PARTNERS, LLC 92 11,000 0.00%
13 FUSION FAMILY WEALTH, LLC 100 12,000 0.00% SH
14 Endurance Wealth Management, Inc. 110 13,000 0.00%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 135 16,000 0.01%
16 IBEX WEALTH ADVISORS 139 17,000 0.01%
17 SUTTON WEALTH ADVISORS INC. 144 17,544 0.01%
18 SARGENT BICKHAM LAGUDIS LLC 173 21,000 0.01%
19 Alexandria Capital, LLC 178 22,000 0.01%
20 Ancora Advisors LLC 200 24,000 0.01%
21 Nelson Capital Management, LLC 200 24,000 0.01%
22 Winslow, Evans & Crocker, Inc. 234 28,510 0.01%
23 MCF Advisors LLC 241 29,000 0.01%
24 YORKBRIDGE WEALTH PARTNERS, LLC 300 36,000 0.01%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 315 38,000 0.01%
26 Riggs Asset Managment Co. Inc. 323 39,000 0.01%
27 Brick & Kyle, Associates 350 43,000 0.02%
28 MOSAIC FAMILY WEALTH, LLC 358 44,000 0.02%
29 PACIFIC CENTER FOR FINANCIAL SERVICES 363 44,000 0.02%
30 NEW CAPITAL MANAGEMENT LP 368 45,000 0.02%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 420 51,000 0.02%
32 CUTLER GROUP LLC / CA 500 60,000 0.02%
33 FLOW TRADERS U.S. LLC 500 61,000 0.02%
34 CWM, LLC 508 62,000 0.02%
35 Focused Wealth Management, Inc 508 62,000 0.02%
36 Walleye Trading LLC 528 64,000 0.02%
37 BRUDERMAN ASSET MANAGEMENT, LLC 550 67,000 0.03%
38 WFG Advisors, LP 611 74,000 0.03%
39 SYNOVUS FINANCIAL CORP 659 80,000 0.03%
40 Financial Architects, Inc 749 91,000 0.03%
41 RISK PARADIGM GROUP, LLC 769 93,687 0.04%
42 Ironwood Financial, llc 797 97,000 0.04%
43 CENTRAL TRUST Co 832 101,000 0.04%
44 Parkside Financial Bank & Trust 1,006 123,000 0.05%
45 Commonwealth Financial Services, LLC 1,047 128,000 0.05%
46 JAMES INVESTMENT RESEARCH, INC. 1,160 141,000 0.05%
47 US BANCORP \DE\ 1,210 147,000 0.06%
48 MONROE BANK & TRUST/MI 1,317 160,000 0.06%
49 LBA Wealth Management, LLC 1,400 171,000 0.06%
50 NEXT Financial Group, Inc 1,584 193,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.