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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 36 Institutional holders with a total value of $157,168,098.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 2,190,591 75,226,000 47.86%
2 RiverFront Investment Group, LLC 925,129 31,769,000 20.21%
3 BB&T SECURITIES, LLC 36,351 12,483,000 7.94%
4 SPINNAKER TRUST 199,748 6,860,000 4.36%
5 MORGAN STANLEY 175,677 6,033,000 3.84%
6 GOLDMAN SACHS GROUP INC 125,339 4,304,000 2.74%
7 CUMBERLAND ADVISORS INC 116,510 4,001,000 2.55%
8 RAYMOND JAMES & ASSOCIATES 72,372 2,485,000 1.58%
9 HOWARD CAPITAL MANAGEMENT 68,580 2,355,000 1.50%
10 SG Americas Securities, LLC 66,370 2,279,000 1.45%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,339 2,278,000 1.45%
12 UBS AG 42,541 1,461,000 0.93%
13 HSBC HOLDINGS PLC 36,080 1,244,000 0.79%
14 CREDIT SUISSE AG/ 27,277 937,000 0.60%
15 Placemark Investments, Inc. 17,827 611,000 0.39%
16 Virtu KCG Holdings LLC 16,443 565,000 0.36%
17 ROYAL BANK OF CANADA 12,585 432,000 0.27%
18 Tower Research Capital LLC (TRC) 9,438 324,000 0.21%
19 M Holdings Securities, Inc. 9,209 316,000 0.20%
20 First Allied Advisory Services, Inc. 8,038 274,000 0.17%
21 Country Club Trust Company, n.a. 6,705 230,000 0.15%
22 BANK OF AMERICA CORP /DE/ 4,760 163,000 0.10%
23 AMERICAN INTERNATIONAL GROUP, INC. 3,672 126,098 0.08%
24 ENVESTNET ASSET MANAGEMENT INC 2,391 82,000 0.05%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,225 76,000 0.05%
26 Creative Planning 1,800 62,000 0.04%
27 Independent Portfolio Consultants, Inc. 1,815 62,000 0.04%
28 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,030 35,000 0.02%
29 CITIGROUP INC 895 31,000 0.02%
30 Winfield Associates, Inc. 500 17,000 0.01%
31 Sandy Spring Bank 500 17,000 0.01%
32 Waverly Advisors, LLC 333 11,000 0.01%
33 BANK OF MONTREAL /CAN/ 292 10,000 0.01%
34 Hudock, Inc. 149 5,000 0.00%
35 AMERIPRISE FINANCIAL INC 100 3,000 0.00%
36 Transamerica Financial Advisors, LLC 1 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.