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COUNTRYWIDE CAP IV 6.75 PFD
COUNTRYWIDE CAP IV 6.75 PFD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 2 Institutional holders with a total value of $217,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROANOKE ASSET MANAGEMENT CORP/ NY 8,000 204,000 94.01%
2 TOCQUEVILLE ASSET MANAGEMENT L.P. 500 13,000 5.99%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.