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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 39 Institutional holders with a total value of $64,401,319.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 582,653 27,192,000 42.22%
2 BB&T SECURITIES, LLC 22,335 10,423,000 16.18%
3 ASSETMARK, INC 108,046 5,043,000 7.83%
4 JANE STREET GROUP, LLC 81,802 3,818,000 5.93%
5 RAYMOND JAMES & ASSOCIATES 53,943 2,518,000 3.91%
6 BANK OF AMERICA CORP /DE/ 53,116 2,479,000 3.85%
7 Texas Yale Capital Corp. 45,295 2,114,000 3.28%
8 WELLS FARGO & COMPANY/MN 36,194 1,689,000 2.62%
9 ROYAL BANK OF CANADA 30,748 1,434,000 2.23%
10 MORGAN STANLEY 25,907 1,209,000 1.88%
11 Telos Capital Management, Inc. 19,556 913,000 1.42%
12 EXENCIAL WEALTH ADVISORS, LLC 18,015 841,000 1.31%
13 UBS AG 13,744 641,000 1.00%
14 SHAPIRO ROBERT N 12,723 594,000 0.92%
15 1st Global Advisors, Inc. 10,419 486,000 0.75%
16 Placemark Investments, Inc. 10,061 471,000 0.73%
17 Cerity Partners OCIO LLC 9,411 439,000 0.68%
18 AMERIPRISE FINANCIAL INC 8,340 389,000 0.60%
19 Aureus Asset Management, LLC 6,637 310,000 0.48%
20 ENVESTNET ASSET MANAGEMENT INC 5,506 257,000 0.40%
21 HSBC HOLDINGS PLC 5,019 234,000 0.36%
22 Commonwealth Equity Services, Inc 4,842 226,000 0.35%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,882 135,000 0.21%
24 West Oak Capital, LLC 2,685 125,309 0.19%
25 OPTIMUM INVESTMENT ADVISORS 1,830 85,000 0.13%
26 BANK OF MONTREAL /CAN/ 1,400 65,000 0.10%
27 Regal Investment Advisors LLC 1,076 50,000 0.08%
28 JAMES INVESTMENT RESEARCH, INC. 1,000 47,000 0.07%
29 AMERICAN INTERNATIONAL GROUP, INC. 943 44,010 0.07%
30 NEXT Financial Group, Inc 916 43,000 0.07%
31 D.A. DAVIDSON & CO. 635 29,000 0.05%
32 PNC FINANCIAL SERVICES GROUP, INC. 361 17,000 0.03%
33 Creative Planning 220 10,000 0.02%
34 Private Advisor Group, LLC 200 9,000 0.01%
35 CITIGROUP INC 124 6,000 0.01%
36 Hudock, Inc. 98 5,000 0.01%
37 Madden Advisory Services, Inc. 102 5,000 0.01%
38 MSI Financial Services Inc 94 4,000 0.01%
39 Sandy Spring Bank 51 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.