| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 10,762 | 277,000 | 87.11% | ||
| 2 | Crow Point Partners, LLC | 1,074 | 28,000 | 8.81% | ||
| 3 | TRUST CO OF VERMONT | 500 | 13,000 | 4.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.