| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 4,295,161 | 49,308,000 | 25.82% | ||
| 2 | WELLS FARGO & COMPANY/MN | 4,266,181 | 48,976,000 | 25.65% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 3,752,830 | 43,082,000 | 22.56% | ||
| 4 | Karpus Management, Inc. | 1,586,457 | 18,213,000 | 9.54% | ||
| 5 | Bulldog Investors, LLP | 966,501 | 11,095,000 | 5.81% | ||
| 6 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 365,490 | 4,194,000 | 2.20% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 178,796 | 2,053,000 | 1.08% | ||
| 8 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 159,895 | 1,836,000 | 0.96% | ||
| 9 | MORGAN STANLEY | 152,147 | 1,747,000 | 0.91% | ||
| 10 | DESCHUTES PORTFOLIO STRATEGY, LLC | 135,045 | 1,550,000 | 0.81% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 128,511 | 1,475,000 | 0.77% | ||
| 12 | COHEN & STEERS, INC. | 78,042 | 896,000 | 0.47% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 71,601 | 822,000 | 0.43% | ||
| 14 | CORNERSTONE ADVISORS INC | 69,701 | 800,000 | 0.42% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 61,100 | 701,000 | 0.37% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 59,020 | 678,000 | 0.36% | ||
| 17 | BRINKER CAPITAL INC | 47,055 | 540,000 | 0.28% | ||
| 18 | Point View Wealth Management, Inc. | 32,514 | 373,000 | 0.20% | ||
| 19 | BARD ASSOCIATES INC | 32,421 | 372,000 | 0.19% | ||
| 20 | NOMURA ASSET MANAGEMENT CO LTD | 32,312 | 370,000 | 0.19% | ||
| 21 | UBS Group AG | 25,866 | 297,000 | 0.16% | ||
| 22 | CSS LLC/IL | 25,402 | 292,000 | 0.15% | ||
| 23 | Gratus Capital, LLC | 17,851 | 205,000 | 0.11% | ||
| 24 | Ancora Advisors LLC | 14,024 | 161,000 | 0.08% | ||
| 25 | WEDBUSH SECURITIES INC | 12,650 | 145,000 | 0.08% | ||
| 26 | SHEPHERD KAPLAN KROCHUK, LLC | 12,500 | 144,000 | 0.08% | ||
| 27 | STIFEL FINANCIAL CORP | 12,800 | 141,000 | 0.07% | ||
| 28 | WealthTrust Axiom LLC | 10,145 | 116,000 | 0.06% | ||
| 29 | WFG Advisors, LP | 8,873 | 102,000 | 0.05% | ||
| 30 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,405 | 85,000 | 0.04% | ||
| 31 | DUBUQUE BANK & TRUST CO | 5,795 | 67,000 | 0.04% | ||
| 32 | ROYAL BANK OF CANADA | 2,800 | 32,000 | 0.02% | ||
| 33 | IFP ADVISORS, INC | 2,389 | 27,000 | 0.01% | ||
| 34 | Parkside Financial Bank & Trust | 1,740 | 20,000 | 0.01% | ||
| 35 | FIRST INTERSTATE BANK | 1,400 | 16,000 | 0.01% | ||
| 36 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,333 | 15,000 | 0.01% | ||
| 37 | DKR OASIS MANAGEMENT COMPANY, L.P. | 1,000 | 11,000 | 0.01% | ||
| 38 | BARCLAYS PLC | 1,000 | 11,000 | 0.01% | ||
| 39 | Tower Research Capital LLC (TRC) | 734 | 8,000 | 0.00% | ||
| 40 | NewEdge Advisors, LLC | 25 | 284 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
