| 1 |
Cypress Capital Management LLC (WY) |
50 |
862 |
0.00% |
|
|
| 2 |
WASHINGTON TRUST BANK |
37 |
1,000 |
0.00% |
|
|
| 3 |
Hartford Financial Management Inc. |
110 |
1,000 |
0.00% |
|
|
| 4 |
UBS Group AG |
100 |
2,000 |
0.00% |
Put |
|
| 5 |
QUADRANT CAPITAL GROUP LLC |
179 |
2,000 |
0.00% |
|
|
| 6 |
NEXT Financial Group, Inc |
168 |
3,000 |
0.00% |
|
|
| 7 |
GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC |
185 |
3,000 |
0.00% |
|
|
| 8 |
JNBA Financial Advisors |
188 |
3,000 |
0.00% |
|
|
| 9 |
SIGNATUREFD, LLC |
188 |
3,000 |
0.00% |
|
|
| 10 |
Barrett Asset Management, LLC |
152 |
3,000 |
0.00% |
|
|
| 11 |
Apriem Advisors |
225 |
4,000 |
0.00% |
|
|
| 12 |
WealthTrust-Arizona, LLC |
210 |
4,000 |
0.00% |
|
|
| 13 |
PROFICIO CAPITAL PARTNERS LLC |
311 |
5,000 |
0.00% |
|
|
| 14 |
TRUST CO OF VERMONT |
300 |
5,000 |
0.00% |
|
|
| 15 |
LOOMIS SAYLES & CO L P |
343 |
6,000 |
0.00% |
|
|
| 16 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
371 |
6,000 |
0.00% |
|
|
| 17 |
Gemmer Asset Management LLC |
436 |
8,000 |
0.00% |
|
|
| 18 |
EQUITEC SPECIALISTS, LLC |
500 |
9,000 |
0.00% |
Put |
|
| 19 |
Brick & Kyle, Associates |
500 |
9,000 |
0.00% |
|
|
| 20 |
WHITTIER TRUST CO OF NEVADA INC |
524 |
9,000 |
0.00% |
|
|
| 21 |
BlackRock Japan Co. Ltd |
522 |
9,000 |
0.00% |
|
|
| 22 |
BROWN BROTHERS HARRIMAN & CO |
532 |
9,000 |
0.00% |
|
|
| 23 |
WEALTHPLAN PARTNERS, LLC |
558 |
9,950 |
0.00% |
|
|
| 24 |
CWM, LLC |
660 |
11,000 |
0.00% |
|
|
| 25 |
VERSANT CAPITAL MANAGEMENT, INC |
675 |
11,000 |
0.00% |
|
|
| 26 |
Vantage Investment Advisors, LLC |
715 |
12,000 |
0.00% |
|
|
| 27 |
PENSERRA CAPITAL MANAGEMENT LLC |
763 |
13,000 |
0.00% |
|
|
| 28 |
BANCO ITAU HOLDING FINANCEIRA S A |
750 |
13,000 |
0.00% |
|
|
| 29 |
CUTLER GROUP LLC / CA |
15,000 |
14,000 |
0.00% |
Call |
|
| 30 |
People's United Financial, Inc. |
1,050 |
18,000 |
0.00% |
|
|
| 31 |
FIRST INTERSTATE BANK |
1,107 |
19,000 |
0.00% |
|
|
| 32 |
HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. |
1,147 |
20,000 |
0.00% |
|
|
| 33 |
DUBUQUE BANK & TRUST CO |
1,289 |
22,000 |
0.00% |
|
|
| 34 |
CUTLER GROUP LLC / CA |
4,100 |
23,000 |
0.00% |
Put |
|
| 35 |
GENEOS WEALTH MANAGEMENT INC. |
1,567 |
27,000 |
0.00% |
|
|
| 36 |
Spot Trading L.L.C |
1,600 |
28,000 |
0.00% |
Call |
|
| 37 |
North Star Investment Management Corp. |
1,680 |
29,000 |
0.00% |
|
|
| 38 |
Smith Affiliated Capital Corp. |
1,700 |
29,308 |
0.00% |
|
PRN |
| 39 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,750 |
30,000 |
0.00% |
|
|
| 40 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
1,774 |
31,000 |
0.00% |
|
|
| 41 |
Weaver C. Barksdale & Associates, Inc. |
1,889 |
33,000 |
0.00% |
|
|
| 42 |
MU Investments Co., Ltd. |
1,950 |
33,000 |
0.00% |
|
|
| 43 |
FIFTH THIRD BANCORP |
2,000 |
34,000 |
0.00% |
|
|
| 44 |
REILLY FINANCIAL ADVISORS, LLC |
2,000 |
34,000 |
0.00% |
|
|
| 45 |
Winslow, Evans & Crocker, Inc. |
2,000 |
34,480 |
0.00% |
|
|
| 46 |
WFG Advisors, LP |
2,060 |
36,000 |
0.00% |
|
|
| 47 |
WESPAC ADVISORS SOCAL, LLC |
2,325 |
40,083 |
0.00% |
|
|
| 48 |
Financial Architects, Inc |
2,500 |
43,000 |
0.00% |
|
|
| 49 |
Advisory Services Network, LLC |
2,536 |
44,000 |
0.00% |
|
|
| 50 |
Evercore Wealth Management, LLC |
2,954 |
51,000 |
0.00% |
|
|
