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NICHOLAS APPLEGATE CONV
NICHOLAS APPLEGATE CONV . Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 2 Institutional holders with a total value of $553,720.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SONORA INVESTMENT MANAGEMENT, LLC 98,000 503,720 90.97%
2 WESTPORT RESOURCES MANAGEMENT INC 10,325 50,000 9.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.