| # | % | |||||
|---|---|---|---|---|---|---|
| 701 | ARROW FINANCIAL CORP | 80 | 6,000 | 0.00% | ||
| 702 | Waverly Advisors, LLC | 64 | 5,000 | 0.00% | ||
| 703 | Avior Wealth Management, LLC | 60 | 4,000 | 0.00% | ||
| 704 | Li Winifred I | 38 | 3,000 | 0.00% | ||
| 705 | WELLS FARGO & COMPANY/MN | 1,000 | 2,000 | 0.00% | Put | |
| 706 | PIERSHALE FINANCIAL GROUP, INC. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.