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Caterpillar
Caterpillar. Institutional holdings reported to the SEC.
Institutional Holders (2014Q2)
Portfolio Summary: 2 Institutional holders with a total value of $881,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 31,325 784,000 88.99%
2 Crow Point Partners, LLC 4,020 97,000 11.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.