| # | % | |||||
|---|---|---|---|---|---|---|
| 601 | WealthTrust-Arizona, LLC | 87 | 5,000 | 0.00% | ||
| 602 | ENTERPRISE FINANCIAL SERVICES CORP | 91 | 5,000 | 0.00% | ||
| 603 | Transamerica Financial Advisors, LLC | 81 | 5,000 | 0.00% | ||
| 604 | Cornerstone Advisors, Inc. | 86 | 5,000 | 0.00% | ||
| 605 | Advisory Services Network, LLC | 68 | 4,000 | 0.00% | ||
| 606 | WHITTIER TRUST CO OF NEVADA INC | 62 | 4,000 | 0.00% | ||
| 607 | SIGNATUREFD, LLC | 42 | 3,000 | 0.00% | ||
| 608 | TCI Wealth Advisors, Inc. | 45 | 3,000 | 0.00% | ||
| 609 | Li Winifred I | 27 | 2,000 | 0.00% | ||
| 610 | NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | 35 | 2,000 | 0.00% | ||
| 611 | Tradewinds Capital Management, LLC | 10 | 1,000 | 0.00% | ||
| 612 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 7 | 0 | 0.00% | ||
| 613 | WOLVERINE ASSET MANAGEMENT LLC | 26 | 0 | 0.00% | Put | |
| 614 | Ironwood Financial, llc | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
