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KOPIN CORP
KOPIN CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 99 Institutional holders with a total value of $79,421,066.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 44 0 0.00%
2 MARK SHEPTOFF FINANCIAL PLANNING, LLC 100 0 0.00%
3 UBS Group AG 51 0 0.00%
4 IFP ADVISORS, INC 200 0 0.00%
5 VERSANT CAPITAL MANAGEMENT, INC 328 0 0.00%
6 KELMAN-LAZAROV, INC. 132 283 0.00%
7 TCI Wealth Advisors, Inc. 392 1,000 0.00%
8 BARCLAYS PLC 386 1,000 0.00%
9 Live Your Vision, LLC 300 1,000 0.00%
10 Creative Planning 1,179 3,000 0.00%
11 LS Investment Advisors, LLC 2,035 4,000 0.01%
12 CUTLER GROUP LLC / CA 2,600 5,000 0.01%
13 CUTLER GROUP LLC / CA 28,200 7,000 0.01% Call
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,000 7,000 0.01%
15 1832 Asset Management L.P. 3,400 7,000 0.01%
16 ADVISOR GROUP, INC. 4,350 9,000 0.01%
17 BlackRock Finance, Inc. 4,943 11,000 0.01%
18 SONORA INVESTMENT MANAGEMENT, LLC 5,200 11,336 0.01%
19 PineBridge Investments, L.P. 7,726 17,000 0.02%
20 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 7,635 17,000 0.02%
21 BNP PARIBAS FINANCIAL MARKETS 8,189 17,852 0.02%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,000 22,000 0.03% Put
23 Cannell & Co. 11,000 24,000 0.03%
24 BANK OF AMERICA CORP /DE/ 11,932 26,000 0.03%
25 PROFUND ADVISORS LLC 11,898 26,000 0.03%
26 MASON STREET ADVISORS, LLC 12,509 27,000 0.03%
27 Sigma Planning Corp 13,000 28,000 0.04%
28 Municipal Employees' Retirement System of Michigan 13,960 30,000 0.04%
29 Virtu KCG Holdings LLC 15,431 34,000 0.04%
30 RAYMOND JAMES & ASSOCIATES 17,200 37,000 0.05%
31 Cetera Advisors LLC 19,000 42,000 0.05%
32 GOLDMAN SACHS GROUP INC 19,087 42,000 0.05%
33 New England Private Wealth Advisors LLC 20,000 44,000 0.06%
34 Evercore Wealth Management, LLC 21,300 46,000 0.06%
35 MORGAN STANLEY 21,006 46,000 0.06%
36 CREDIT SUISSE AG/ 23,193 50,000 0.06%
37 Yakira Capital Management, Inc. 23,746 52,000 0.07% SH
38 WELLS FARGO & COMPANY/MN 25,533 55,000 0.07%
39 Louisiana State Employees Retirement System 26,800 58,000 0.07%
40 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 28,702 63,000 0.08%
41 THRIVENT FINANCIAL FOR LUTHERANS 30,840 67,000 0.08%
42 Arizona State Retirement System 31,433 69,000 0.09%
43 VOYA INVESTMENT MANAGEMENT LLC 34,554 75,000 0.09%
44 BLACKROCK ADVISORS LLC 35,647 78,000 0.10%
45 Connor, Clark & Lunn Investment Management Ltd. 36,125 79,000 0.10%
46 ALLIANCEBERNSTEIN L.P. 38,850 85,000 0.11%
47 STIFEL FINANCIAL CORP 40,000 87,000 0.11%
48 Ancora Advisors LLC 40,000 87,000 0.11%
49 Legal & General Group Plc 41,600 91,000 0.11%
50 BlackRock Group LTD 42,786 93,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.