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KRANESHARES TR
KRANESHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 24 Institutional holders with a total value of $8,268,803.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 100,000 3,459,000 41.83%
2 ROYAL BANK OF CANADA 38,336 1,326,000 16.04%
3 Virtu KCG Holdings LLC 25,506 882,000 10.67%
4 First Allied Advisory Services, Inc. 20,710 709,000 8.57%
5 LPL Financial LLC 20,294 680,000 8.22%
6 Mirae Asset Global Investments Co., Ltd. 16,149 559,000 6.76%
7 M Holdings Securities, Inc. 4,000 138,000 1.67%
8 UBS AG 3,514 122,000 1.48%
9 Tower Research Capital LLC (TRC) 2,964 103,000 1.25%
10 MYCIO WEALTH PARTNERS, LLC 1,582 55,000 0.67%
11 MORGAN STANLEY 1,010 35,000 0.42%
12 Highlander Capital Management, LLC 900 31,131 0.38%
13 AMERICAN INTERNATIONAL GROUP, INC. 800 27,672 0.33%
14 Ground Swell Capital, LLC 728 25,000 0.30%
15 AMERIPRISE FINANCIAL INC 650 22,000 0.27%
16 SUMMIT SECURITIES GROUP LLC 500 17,000 0.21%
17 NEXT Financial Group, Inc 360 12,000 0.15%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 300 10,000 0.12%
19 CITIGROUP INC 300 10,000 0.12%
20 WELLS FARGO & COMPANY/MN 300 10,000 0.12%
21 B. Riley Wealth Management, Inc. 300 10,000 0.12%
22 DEUTSCHE BANK AG\ 275 9,000 0.11%
23 WFG Advisors, LP 250 9,000 0.11%
24 Creative Planning 235 8,000 0.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.