Dark
Light
System
Security
ALIBABA GROUP HLDG LTD
ALIBABA GROUP HLDG LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 714 Institutional holders with a total value of $49,437,585,981.
#
Manager Name
Shares
Value ($)
%
Options
Notes
601 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2,000 208,000 0.00%
602 LaFleur & Godfrey LLC 2,000 208,000 0.00%
603 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2,000 208,000 0.00%
604 WILLIAM HARRIS INVESTORS INC 1,965 204,000 0.00%
605 Winslow, Evans & Crocker, Inc. 1,950 202,684 0.00%
606 REILLY FINANCIAL ADVISORS, LLC 1,880 195,000 0.00%
607 Independent Portfolio Consultants, Inc. 1,825 190,000 0.00%
608 Northwest & Ethical Investments L.P. 1,811 188,235 0.00%
609 REGENTATLANTIC CAPITAL LLC 1,746 181,479 0.00%
610 Hudock, Inc. 1,706 177,000 0.00%
611 Creative Planning 7,700 170,000 0.00% Call
612 JW Asset Management, LLC 1,524 158,000 0.00%
613 NEW ENGLAND SECURITIES CORP /MA/ 1,482 154,000 0.00%
614 Advisory Services Network, LLC 1,527 153,000 0.00%
615 BlackRock Fund Advisors 1,400 146,000 0.00%
616 BENJAMIN F. EDWARDS & COMPANY, INC. 1,220 127,000 0.00%
617 First Horizon Advisors, Inc. 1,168 123,000 0.00%
618 HAP Trading, LLC 512,600 118,000 0.00% Put
619 PARNASSUS INVESTMENTS, LLC 1,100 114,000 0.00%
620 VIRTUS CAPITAL ADVISERS, LLC 1,024 106,000 0.00%
621 NWI MANAGEMENT LP 1,000 104,000 0.00%
622 U S GLOBAL INVESTORS INC 1,000 104,000 0.00%
623 KBC Group NV 983 102,000 0.00%
624 BOSTON PRIVATE BANK & TRUST CO 963 100,000 0.00%
625 Plante Moran Financial Advisors, LLC 952 99,000 0.00%
626 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 910 95,000 0.00%
627 BESSEMER GROUP INC 916 95,000 0.00%
628 SeaBridge Investment Advisors LLC 910 95,000 0.00%
629 WASHINGTON TRUST BANK 813 85,000 0.00%
630 Chicago Partners Investment Group LLC 600 62,000 0.00%
631 North Star Investment Management Corp. 550 57,000 0.00%
632 Kistler-Tiffany Companies, LLC 521 54,000 0.00%
633 PRENTISS SMITH & CO INC 500 52,000 0.00%
634 Summit Financial Wealth Advisors, LLC 500 52,000 0.00%
635 OLD SECOND NATIONAL BANK OF AURORA 500 52,000 0.00%
636 DEUTSCHE BANK AG\ 505 52,000 0.00% Put
637 Blume Capital Management, Inc. 500 52,000 0.00%
638 Cordasco Financial Network 500 52,000 0.00%
639 Vantage Investment Advisors, LLC 500 52,000 0.00%
640 MassMutual Private Wealth & Trust, FSB 500 51,970 0.00%
641 Camarda Financial Advisors, LLC 475 49,000 0.00%
642 SATURNA CAPITAL CORP 431 45,000 0.00%
643 VESTOR CAPITAL, LLC 423 44,000 0.00%
644 Glassman Wealth Services 425 44,000 0.00%
645 TORONTO DOMINION BANK 400 42,000 0.00%
646 US FINANCIAL ADVISORS, LLC 400 42,000 0.00%
647 AllSquare Wealth Management LLC 390 41,000 0.00%
648 Horrell Capital Management, Inc. 365 38,000 0.00%
649 TRUST CO OF VERMONT 365 38,000 0.00%
650 Regal Investment Advisors LLC 350 36,000 0.00%
Page 13 of 15

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.