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ALIBABA GROUP HLDG LTD
ALIBABA GROUP HLDG LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 906 Institutional holders with a total value of $82,309,414,599.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FT OPTIONS LLC 2,000 0 0.00% Call
2 Financial Architects, Inc 1 0 0.00% Call
3 WealthTrust-Arizona, LLC 1 0 0.00%
4 WEALTHCARE ADVISORY PARTNERS LLC 1 0 0.00%
5 SARGENT BICKHAM LAGUDIS LLC 1 0 0.00%
6 Bluefin Trading, LLC 10,000 0 0.00% Put
7 TRUST CO OF VERMONT 13 1,000 0.00%
8 SHARKEY, HOWES & JAVER 25 2,000 0.00%
9 MARK SHEPTOFF FINANCIAL PLANNING, LLC 23 2,000 0.00%
10 Cypress Capital Management LLC (WY) 30 2,657 0.00%
11 Vigilant Capital Management, LLC 50 4,000 0.00%
12 Corbenic Partners LLC 45 4,000 0.00%
13 CLEAR PERSPECTIVE ADVISORS, LLC 50 4,000 0.00%
14 Hillsdale Investment Management Inc. 40 4,000 0.00%
15 Oakworth Capital, Inc. 39 4,000 0.00%
16 SRS CAPITAL ADVISORS, INC. 44 4,000 0.00% SH
17 Catamount Wealth Management 50 4,000 0.00%
18 ALPHA OMEGA WEALTH MANAGEMENT LLC 60 5,000 0.00%
19 Manchester Capital Management LLC 52 5,000 0.00%
20 HALL LAURIE J TRUSTEE 50 5,000 0.00%
21 DELTA ASSET MANAGEMENT LLC/TN 60 5,000 0.00%
22 Creative Planning 5,900 5,000 0.00% Call
23 Sunbelt Securities, Inc. 58 5,093 0.00%
24 FINANCIAL ADVISORS NETWORK, INC. 64 6,532 0.00%
25 BROWN BROTHERS HARRIMAN & CO 6,500 7,000 0.00% Put
26 CENTERSTAR FUND, LLC 90 8,000 0.00% PRN
27 Parasol Investment Management, LLC 90 8,000 0.00%
28 Whitnell & Co. 94 8,000 0.00%
29 ROBLE, BELKO & COMPANY, INC 95 8,000 0.00%
30 Parkside Financial Bank & Trust 88 8,000 0.00%
31 Estabrook Capital Management 100 8,781 0.00%
32 Gemmer Asset Management LLC 100 9,000 0.00%
33 Perkins Coie Trust Co 100 9,000 0.00%
34 Tortoise Investment Management, LLC 100 9,000 0.00%
35 AlphaMark Advisors, LLC 100 9,000 0.00%
36 Tradewinds Capital Management, LLC 98 9,000 0.00%
37 JACOBI CAPITAL MANAGEMENT LLC 100 10,000 0.00%
38 GLEN EAGLE ADVISORS, LLC 120 10,537 0.00%
39 CLOSE ASSET MANAGEMENT LTD 137 12,000 0.00%
40 1832 Asset Management L.P. 150 13,000 0.00%
41 Brick & Kyle, Associates 150 13,000 0.00%
42 Cranbrook Wealth Management, LLC 153 13,000 0.00%
43 Baystate Wealth Management LLC 149 13,000 0.00%
44 Highlander Capital Management, LLC 150 13,000 0.00%
45 AMERICAN NATIONAL BANK & TRUST 160 14,000 0.00%
46 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 165 14,000 0.00%
47 FUSION FAMILY WEALTH, LLC 141 14,000 0.00% SH
48 Blume Capital Management, Inc. 175 15,000 0.00%
49 ENTERPRISE FINANCIAL SERVICES CORP 175 15,000 0.00%
50 PROFICIO CAPITAL PARTNERS LLC 183 16,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.