| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | VALLEY NATIONAL BANCORP | 70 | 5,000 | 0.00% | ||
| 402 | NEXT Financial Group, Inc | 59 | 4,000 | 0.00% | ||
| 403 | MCF Advisors LLC | 43 | 3,000 | 0.00% | ||
| 404 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 49 | 3,000 | 0.00% | ||
| 405 | WASHINGTON TRUST BANK | 27 | 2,000 | 0.00% | ||
| 406 | Plante Moran Financial Advisors, LLC | 29 | 2,000 | 0.00% | ||
| 407 | Oakworth Capital, Inc. | 24 | 2,000 | 0.00% | ||
| 408 | SYNOVUS FINANCIAL CORP | 35 | 2,000 | 0.00% | ||
| 409 | Carroll Financial Associates, Inc. | 35 | 2,000 | 0.00% | ||
| 410 | Tarbox Family Office, Inc. | 20 | 1,000 | 0.00% | ||
| 411 | Hudock, Inc. | 8 | 1,000 | 0.00% | ||
| 412 | Tradewinds Capital Management, LLC | 13 | 1,000 | 0.00% | ||
| 413 | Apriem Advisors | 8 | 1,000 | 0.00% | ||
| 414 | North Star Investment Management Corp. | 10 | 1,000 | 0.00% | ||
| 415 | Transamerica Financial Advisors, LLC | 6 | 1,000 | 0.00% | ||
| 416 | Kistler-Tiffany Companies, LLC | 20 | 1,000 | 0.00% | ||
| 417 | NewSquare Capital LLC | 14 | 1,000 | 0.00% | ||
| 418 | IBERIABANK CORP | 3 | 208 | 0.00% | ||
| 419 | Shamrock Asset Management LLC | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
