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FIVE9 INC
FIVE9 INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 43 Institutional holders with a total value of $87,409,473.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 4,548,150 29,745,000 34.03%
2 COLUMBIA WANGER ASSET MANAGEMENT LLC 2,182,270 14,272,000 16.33%
3 WELLINGTON MANAGEMENT GROUP LLP 2,111,253 13,808,000 15.80%
4 PRICE T ROWE ASSOCIATES INC /MD/ 2,000,540 13,084,000 14.97%
5 MASON STREET ADVISORS, LLC 348,389 2,278,000 2.61%
6 Pine River Capital Management L.P. 293,720 1,921,000 2.20%
7 BlackRock Fund Advisors 288,027 1,884,000 2.16%
8 CITADEL ADVISORS LLC 210,502 1,376,000 1.57%
9 VANGUARD GROUP INC 184,203 1,204,000 1.38%
10 JPMORGAN CHASE & CO 173,749 1,136,000 1.30%
11 NORTHERN TRUST CORP 125,615 821,000 0.94%
12 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 105,402 689,000 0.79%
13 BlackRock Institutional Trust Company, N.A. 100,398 657,000 0.75%
14 Nationwide Fund Advisors 99,476 651,000 0.74%
15 STATE STREET CORP 81,962 535,000 0.61%
16 PRELUDE CAPITAL MANAGEMENT, LLC 80,000 523,000 0.60%
17 GEODE CAPITAL MANAGEMENT, LLC 55,571 363,000 0.42%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 42,452 278,000 0.32%
19 GOLDMAN SACHS GROUP INC 41,999 275,000 0.31%
20 Bank of New York Mellon Corp 40,042 262,000 0.30%
21 BANQUE PICTET & CIE SA 38,734 253,000 0.29%
22 AMERIPRISE FINANCIAL INC 37,000 242,000 0.28%
23 BlackRock Investment Management, LLC 35,559 233,000 0.27%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 24,201 159,000 0.18%
25 TD ASSET MANAGEMENT INC 22,500 147,000 0.17%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 22,428 147,000 0.17%
27 TEACHERS ADVISORS, LLC 16,847 110,000 0.13%
28 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,000 98,000 0.11%
29 AMERICAN INTERNATIONAL GROUP, INC. 7,971 52,130 0.06%
30 BANK OF AMERICA CORP /DE/ 6,950 45,000 0.05%
31 BLACKROCK ADVISORS LLC 5,079 33,000 0.04%
32 UBS AG 4,057 27,000 0.03%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,082 20,000 0.02%
34 CITIGROUP INC 2,925 19,000 0.02%
35 WELLS FARGO & COMPANY/MN 2,760 18,000 0.02%
36 ALLIANCEBERNSTEIN L.P. 2,400 16,000 0.02%
37 MORGAN STANLEY 1,529 10,000 0.01%
38 Ground Swell Capital, LLC 1,201 8,000 0.01%
39 BNP PARIBAS FINANCIAL MARKETS 817 5,343 0.01%
40 NEXT Financial Group, Inc 600 4,000 0.00%
41 BARCLAYS PLC 127 1,000 0.00%
42 STRS OHIO 0 0 0.00%
43 DEUTSCHE BANK AG\ 112 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.