| 1 |
CREDIT SUISSE AG/ |
518,767 |
200,000 |
21.81% |
|
|
| 2 |
Weiss Asset Management LP |
280,489 |
107,000 |
11.67% |
|
|
| 3 |
MORGAN STANLEY |
249,814 |
96,000 |
10.47% |
|
|
| 4 |
First Allied Advisory Services, Inc. |
187,717 |
75,000 |
8.18% |
|
|
| 5 |
Virtu KCG Holdings LLC |
178,751 |
68,000 |
7.42% |
|
|
| 6 |
GAMCO INVESTORS, INC. ET AL |
160,661 |
63,000 |
6.87% |
|
|
| 7 |
CSS LLC/IL |
49,661 |
60,000 |
6.54% |
|
|
| 8 |
Yakira Capital Management, Inc. |
103,460 |
40,000 |
4.36% |
|
SH |
| 9 |
WELLS FARGO & COMPANY/MN |
98,802 |
38,000 |
4.14% |
|
|
| 10 |
LAZARD ASSET MANAGEMENT LLC |
98,180 |
37,000 |
4.03% |
|
|
| 11 |
Bulldog Investors, LLP |
93,314 |
36,000 |
3.93% |
|
|
| 12 |
MSI Financial Services Inc |
79,341 |
31,000 |
3.38% |
|
|
| 13 |
Diversified Trust Co |
45,261 |
17,000 |
1.85% |
|
|
| 14 |
SIT INVESTMENT ASSOCIATES INC |
38,485 |
15,000 |
1.64% |
|
|
| 15 |
GUGGENHEIM CAPITAL LLC |
27,720 |
11,000 |
1.20% |
|
|
| 16 |
UBS AG |
24,567 |
9,000 |
0.98% |
|
|
| 17 |
OPPENHEIMER & CO INC |
23,878 |
9,000 |
0.98% |
|
|
| 18 |
New Harbor Financial Group, LLC |
6,003 |
2,000 |
0.22% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
3,702 |
1,000 |
0.11% |
|
|
| 20 |
SIGNATUREFD, LLC |
3,219 |
1,000 |
0.11% |
|
|
| 21 |
ROYAL BANK OF CANADA |
3,298 |
1,000 |
0.11% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
117 |
45 |
0.00% |
|
|
| 23 |
B. Riley Wealth Advisors, Inc. |
27 |
10 |
0.00% |
|
|
| 24 |
BOSTON PRIVATE BANK & TRUST CO |
18 |
0 |
0.00% |
|
|
| 25 |
BESSEMER GROUP INC |
90 |
0 |
0.00% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
651 |
0 |
0.00% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
497 |
0 |
0.00% |
|
|
| 28 |
Creative Planning |
546 |
0 |
0.00% |
|
|
| 29 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC |
60 |
0 |
0.00% |
|
|
| 30 |
CITIGROUP INC |
801 |
0 |
0.00% |
|
|
| 31 |
Gary Goldberg Planning Services Inc |
1,002 |
0 |
0.00% |
|
|
| 32 |
WealthTrust Fairport, LLC |
363 |
0 |
0.00% |
|
|
| 33 |
US BANCORP \DE\ |
248 |
0 |
0.00% |
|
|
